Brightplan Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 53
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| De Beer, Marthin, Frederick | Ceo | Apr 2016 (10y) | Less than 5% | |
| Kantrowitz, Naomi, Lynn | Cco | Mar 2023 (3y) | Less than 5% | |
| Daniel Lee Stokes | Registered representative | CFP | May 2019 (7y) | |
| Haleigh Rose Albers | Registered representative | CFP | Jun 2021 (5y) | |
| Daniel S Lee | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Joan Christine Gonzalez | Registered representative | CFP | Oct 2021 (5y) | |
| Chantal Mukai Hersey | Registered representative | CFP | Feb 2023 (3y) | |
| Luis Manuel Amato | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brightplan Group, Inc. | Managing Member | Mar 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 931 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Financial planning services
- • Selection of other advisers
Custody
Reported custodians
- TD Ameritrade $7.5M (100% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗