Western Wealth Management Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 283545
· SEC file 801-107762
· Golden, CO
· www.linkedin.com
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ADV data as of Jun 09, 2026
- Regulatory AUM
- $5.4B
- Discretionary
- $5.1B
- Clients
- 11,253
- Avg AUM / client
- $476K
- Accounts
- 19,273
- Employees
- 98
AUM over time
$618M
$5.4B
Dec 2015
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,747 | $1.5B | 27.8% |
| High net worth individuals | 3,272 | $3.5B | 66.2% |
| Pension and profit sharing plans | 109 | $153M | 2.86% |
| Charitable organizations | 51 | $87.4M | 1.63% |
| Corporations and other businesses | 74 | $79.5M | 1.48% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Animas Surgical Hospital, Llc 401 K Plan & Trust Animas Surgical Hospital, Llc | 2024 |
People (115)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gaffney, Julie | Director Of Accounting & Registrations | Mar 2016 (10y) | Less than 5% | |
| Kara Lynn Jett | Chief Compliance Officer | Nov 2021 (5y) | 10% – 25% | |
| Esslinger, Lisa, Marie | Director Of Branch Development/Partner | Sep 2022 (4y) | 25% – 50% | |
| Russell, Caden, Louisa | Administrative Specialist & Partner | Sep 2022 (4y) | 25% – 50% | |
| John Edward Mumford | Registered representative | CFP | Jun 2016 (10y) | |
| Bridget Anne Hommey | Registered representative | Jun 2016 (10y) | ||
| Aleda Sedgwick Kresge | Registered representative | Jun 2016 (10y) | ||
| Andrew David Miller | Registered representative | Jun 2016 (10y) | ||
| Anthony J Mirenda | Registered representative | CFP | Jun 2016 (10y) | |
| Benita Creacy | Registered representative | CFP | Jun 2016 (10y) | |
| David Christopher Connelly | Registered representative | Jun 2016 (10y) | ||
| Deborah Sue Frank | Registered representative | Jun 2016 (10y) | ||
| Edwin S Blanchard | Registered representative | Jun 2016 (10y) | ||
| Garry Ron Kirkland | Registered representative | Jun 2016 (10y) | ||
| Gary Alan Mangelsdorf | Registered representative | Jun 2016 (10y) | ||
| Gregory Scott Jackson | Registered representative | Jun 2016 (10y) | ||
| Guillermo Davis Adame | Registered representative | Chartered Financial Consultant | Jun 2016 (10y) | |
| James Terence Hasson | Registered representative | CFP | Jun 2016 (10y) | |
| Jared Alan Powell | Registered representative | Jun 2016 (10y) | ||
| Justin Keith Whitsell | Registered representative | Jun 2016 (10y) | ||
| Kenneth Charles Duncan | Registered representative | CFP | Jun 2016 (10y) | |
| Kenneth Christopher Acampora | Registered representative | Jun 2016 (10y) | ||
| Krista L Kirby | Registered representative | CFP | Jun 2016 (10y) | |
| Kimber Elizabeth De Loia | Registered representative | Jun 2016 (10y) | ||
| M. Shannon Dana | Registered representative | Jun 2016 (10y) | ||
| Mark Jonathan Fuhrman | Registered representative | Chartered Financial Consultant | Jun 2016 (10y) | |
| Mark Steven Johnson | Registered representative | CFP | Jun 2016 (10y) | |
| Michael James Schumar | Registered representative | Jun 2016 (10y) | ||
| Michael L Chevalier | Registered representative | Jun 2016 (10y) | ||
| Nipapan Pamela Rosenblum | Registered representative | Jun 2016 (10y) | ||
| Patrick Allen Kent | Registered representative | Jun 2016 (10y) | ||
| Ryan Joseph Cirasiello | Registered representative | Jun 2016 (10y) | ||
| Seth Jerome Gunderson | Registered representative | Jun 2016 (10y) | ||
| Stuart James Green | Registered representative | CFP | Jun 2016 (10y) | |
| Teddy R Ezzell | Registered representative | Jun 2016 (10y) | ||
| Tracy Renee Tutag | Registered representative | CFP | Jun 2016 (10y) | |
| Wade Arthur Olson | Registered representative | CFP | Jun 2016 (10y) | |
| Jan Francis Jumet | Registered representative | Jun 2016 (10y) | ||
| Rebecca Elizabeth Ruane | Registered representative | Jul 2016 (10y) | ||
| David Elba Richey | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Diana Lynne Bobka | Registered representative | Aug 2016 (10y) | ||
| Maggie Merrill Kirchhoff | Registered representative | CFP | Oct 2016 (10y) | |
| Michael Devin Mcdonald | Registered representative | Oct 2016 (10y) | ||
| Kevin Alex Rogers | Registered representative | Nov 2016 (10y) | ||
| Douglas Gordon Turner | Registered representative | CFP | Nov 2016 (10y) | |
| Michael Anthony Coleman | Registered representative | Mar 2017 (9y) | ||
| Julia V Bourlakov | Registered representative | Mar 2017 (9y) | ||
| Kyle Joseph Frush | Registered representative | May 2017 (9y) | ||
| Justin Leigh Wooley | Registered representative | Nov 2017 (9y) | ||
| Rachel Lee Kuss | Registered representative | Apr 2018 (8y) | ||
| Charles Edward Rhoades | Registered representative | Sep 2018 (8y) | ||
| Marc Eliot Sloter | Registered representative | CFP | Jan 2019 (8y) | |
| Van Alan Freeman | Registered representative | Jan 2019 (8y) | ||
| William Ellison Fairley | Registered representative | Jan 2019 (8y) | ||
| Jeffrey William Hinkle | Registered representative | Jul 2019 (7y) | ||
| Steven Ray Hinkle | Registered representative | Jul 2019 (7y) | ||
| Richard Keith Hazelbaker | Registered representative | CFP | Jul 2019 (7y) | |
| Jesse Armand Pigoni | Registered representative | CFP | Oct 2019 (7y) | |
| Chad C Jensen | Registered representative | Nov 2019 (7y) | ||
| Jeff Mckenna | Registered representative | Dec 2019 (7y) | ||
| Michael David Massey | Registered representative | Feb 2020 (6y) | ||
| Benjamen Rodney Rothwell | Registered representative | Apr 2020 (6y) | ||
| Kip Cullen Hertzenberg | Registered representative | Dec 2020 (6y) | ||
| Michael S Akins | Registered representative | Feb 2021 (5y) | ||
| Gregory Beal | Registered representative | CFP | Apr 2021 (5y) | |
| James Michael Olson | Registered representative | CFP | May 2021 (5y) | |
| Matthew A Cichocki | Registered representative | CFP | May 2021 (5y) | |
| Amy Jo Bouchie | Registered representative | CFP | Aug 2021 (5y) | |
| Shelley Elizabeth Hertel | Registered representative | Sep 2021 (5y) | ||
| Brooke Lee Martinez | Registered representative | Oct 2021 (5y) | ||
| Christine M Callaway | Registered representative | Nov 2021 (5y) | ||
| Jason Dean Hansen | Registered representative | Nov 2021 (5y) | ||
| William R. Douglas | Registered representative | Dec 2021 (5y) | ||
| Derick Lance Volle | Registered representative | May 2022 (4y) | ||
| Brent Devon Hablutzel | Registered representative | Aug 2022 (4y) | ||
| Ross Edward Billows | Registered representative | Sep 2022 (4y) | ||
| Abby Marie Mason | Registered representative | Aug 2023 (3y) | ||
| Aaron Paul Bagully | Registered representative | Sep 2023 (3y) | ||
| Samuel Lee Berdine | Registered representative | CFP | Oct 2023 (3y) | |
| Kathryn Ann Lizotte | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Bryan P Boll | Registered representative | Apr 2024 (2y) | ||
| Pete Michael Koury | Registered representative | Apr 2024 (2y) | ||
| Jarred Olson | Registered representative | Nov 2024 (2y) | ||
| Matthew James Connell | Registered representative | Nov 2024 (2y) | ||
| Daniel David Ellis | Registered representative | Jan 2025 (2y) | ||
| Johndavid Woolley | Registered representative | Jan 2025 (2y) | ||
| Timothy Neil Criss | Registered representative | Jan 2025 (2y) | ||
| David Andrew Henderson | Registered representative | CFP Chartered Financial Consultant | Feb 2025 (1y) | |
| Samuel I Winter | Registered representative | Apr 2025 (1y) | ||
| Melissa Ann Busso | Registered representative | May 2025 (1y) | ||
| Mark S Durant | Registered representative | May 2025 (1y) | ||
| Ali Barghelame | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Deana Christine Lehman | Registered representative | Jul 2025 (1y) | ||
| Forbes Michael Robinson | Registered representative | Sep 2025 (1y) | ||
| Daniella Friend | Registered representative | Oct 2025 (1y) | ||
| William Dietz Mako | Registered representative | Oct 2025 (1y) | ||
| Charles Edwin Hellums | Registered representative | Nov 2025 (1y) | ||
| Jeffrey Allan Hutcheson | Registered representative | Nov 2025 (1y) | ||
| M Katharine Collins | Registered representative | Nov 2025 (1y) | ||
| Anna Elizabeth Graff | Registered representative | Dec 2025 (1y) | ||
| Katherine Preston | Registered representative | Dec 2025 (1y) | ||
| Levi Kevin Knutson | Registered representative | CFP | Dec 2025 (1y) | |
| Ashley N Whipple | Registered representative | Dec 2025 (1y) | ||
| Jesse Lee Ramer | Registered representative | Dec 2025 (1y) | ||
| Benjamin Joseph Jennings | Registered representative | Dec 2025 (1y) | ||
| Lynn Probst | Registered representative | Jan 2026 (1y) | ||
| Ronald Vincent Vermillion | Registered representative | Jan 2026 (1y) | ||
| Steven Michael Ehnstrom | Registered representative | Jan 2026 (1y) | ||
| Colin James Green | Registered representative | CFA | Apr 2026 (0y) | |
| Lynn Marie Gill | Registered representative | May 2026 (0y) | ||
| Adam Watson Hall | Registered representative | CFP | May 2026 (0y) | |
| Christopher Paul Bruhl | Registered representative | CFP | May 2026 (0y) | |
| John Thomas Gilpin | Registered representative | Jun 2026 (0y) | ||
| Phoenix Frank | Registered representative | Jun 2026 (0y) | ||
| Shane Shirley Bartholomew | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Animas Surgical Hospital, Llc 401 K Plan & Trust | Animas Surgical Hospital, Llc | 198 | $9.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/09/2026 | 1.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $4.4B (82% of AUM) Jun 2026
- Charles Schwab & Co. $666M (12% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 09, 2026.
View current Form ADV (SEC/IAPD) ↗