Spinnaker Investment Group, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.0B
- Clients
- 1,025
- Avg AUM / client
- $1.0M
- Accounts
- 2,337
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 643 | $181M | 16.9% |
| High net worth individuals | 259 | $753M | 70.2% |
| Pension and profit sharing plans | 107 | $90.9M | 8.47% |
| Charitable organizations | 3 | $1.1M | 0.1% |
| Insurance companies | 2 | $38.0M | 3.54% |
| Corporations and other businesses | 11 | $9.3M | 0.87% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan Scripps Clinic Medical Group, Inc. | 2024 | |
| Georg Fischer Savings Tax Advantaged Retirement Plan Georg Fischer Signet Llc | 2024 | |
| Sycr 401(k) Profit Sharing Plan Stradling Yocca Carlson & Rauth Llp | 2024 | |
| Mw&E Savings And Retirement Plan Mcdermott Will & Emery Llp | 2024 | |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan Latham & Watkins Llp | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christen, Tricia | Trustee | Apr 2013 (13y) | ≈ 12.5% – 37.5% via Morgan And Tricia Christen Revocable Family Trust | |
| Morgan Robert Christen | Chief Compliance Officer And Managing Member | CFP CFA | Apr 2013 (13y) | ≈ 12.5% – 37.5% via Morgan And Tricia Christen Revocable Family Trust |
| Joseph Muir Stapleton | Managing Member | May 2016 (10y) | ≈ 18.75% – 50% via The Joseph M Stapleton Trust | |
| Andrew Lawrence Krongold | Member, Cfo | Oct 2016 (10y) | ≈ 12.5% – 37.5% via Krongold Trust | |
| Krongold, Brittney | Trustee | May 2018 (8y) | ≈ 12.5% – 37.5% via Krongold Trust | |
| Anthony Michael Puma | Registered representative | Dec 2016 (10y) | ||
| Anika Christine Wilson | Registered representative | Dec 2020 (6y) | ||
| Eric Michael Frazier | Registered representative | Jul 2021 (5y) | ||
| Chase Gabriel Eagan | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Morgan And Tricia Christen Revocable Family Trust | Trustee | Apr 2013 | A | 25% – 50% |
| The Joseph M Stapleton Trust | Trustee | Oct 2016 | A | 25% – 50% |
| Krongold Trust | Trustee | May 2018 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christen, Tricia: 50% – 75% of Morgan And Tricia Christen Revocable Family Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Morgan Robert Christen: 50% – 75% of Morgan And Tricia Christen Revocable Family Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Joseph Muir Stapleton: 75% – 100% of The Joseph M Stapleton Trust × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Andrew Lawrence Krongold: 50% – 75% of Krongold Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Krongold, Brittney: 50% – 75% of Krongold Trust × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan | Scripps Clinic Medical Group, Inc. | 1,073 | $962M | 01/01/2024 |
| Georg Fischer Savings Tax Advantaged Retirement Plan | Georg Fischer Signet Llc | 1,173 | $159M | 01/01/2024 |
| Sycr 401(k) Profit Sharing Plan | Stradling Yocca Carlson & Rauth Llp | 136 | $112M | 01/01/2024 |
| Mw&E Savings And Retirement Plan | Mcdermott Will & Emery Llp | 1,979 | $1.4B | 01/01/2024 |
| Latham & Watkins 401(k) Savings And Profit Sharing Plan | Latham & Watkins Llp | 4,864 | $3.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (94% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗