Arlington Financial Advisors, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 631
- Avg AUM / client
- $2.0M
- Accounts
- 2,575
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 328 | $130M | 10.5% |
| High net worth individuals | 267 | $1.0B | 83.1% |
| Pension and profit sharing plans | 36 | $79.0M | 6.39% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan Sansum Santa Barbara Medical Clinic, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Arthur Gentry Swalley | Managing Member | Apr 2016 (10y) | 10% – 25% | |
| Dianne Gayoski Duva | Managing Member | CFP | Apr 2016 (10y) | 10% – 25% |
| John Alfred Lorenz | Managing Member & Chief Compliance Officer | Apr 2016 (10y) | 10% – 25% | |
| Joseph Richard Weiland | Managing Member | CFP | Apr 2016 (10y) | 10% – 25% |
| Richard Wells Hughes | Managing Member | Apr 2016 (10y) | 10% – 25% | |
| Cody Allan Makela | Managing Member | CFP | Apr 2017 (9y) | 5% – 10% |
| Michael Eun Kyu Yang | Registered representative | CFP | Sep 2023 (3y) | |
| Allison Meier | Registered representative | CFP | Oct 2023 (3y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sansum Santa Barbara Medical Clinic, Inc. Profit Sharing Plan | Sansum Santa Barbara Medical Clinic, Inc. | 241 | $236M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗