Rw Investment Management Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 796
- Avg AUM / client
- $2.2M
- Accounts
- 2,377
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Investments (13F portfolio — 113 positions, $1,033,232,101)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | INTL CORE EQUITY | $150,450,324 | 4,234,459 | 14.6% | 8.69% |
| 2 | Vanguard Index Fds | TOTAL STK MKT | $149,505,029 | 466,024 | 14.5% | 8.63% |
| 3 | Vanguard Bd Index Fds | SHORT TRM BOND | $104,900,584 | 1,337,847 | 10.2% | 6.06% |
| 4 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $101,055,285 | 1,274,824 | 9.78% | 5.84% |
| 5 | American Centy Etf Tr | US SML CP VALU | $101,038,871 | 914,627 | 9.78% | 5.83% |
| 6 | Dimensional Etf Trust | US HIGH PROFITAB | $95,141,553 | 2,588,182 | 9.21% | 5.49% |
| 7 | Dimensional Etf Trust | EMERGING MKTS CO | $68,162,088 | 1,972,853 | 6.6% | 3.94% |
| 8 | Dimensional Etf Trust | CORE FIXED INCOM | $52,430,643 | 1,241,844 | 5.07% | 3.03% |
| 9 | Dimensional Etf Trust | US TARGETED VLU | $47,630,756 | 762,703 | 4.61% | 2.75% |
| 10 | Dimensional Etf Trust | US MKTWIDE VALUE | $28,467,328 | 587,440 | 2.76% | 1.64% |
| 11 | Dimensional Etf Trust | NATL MUN BD ETF | $7,949,766 | 165,862 | 0.77% | 0.46% |
| 12 | Vanguard Index Fds | S&P 500 ETF SHS | $7,478,895 | 12,516 | 0.72% | 0.43% |
| 13 | Vanguard Index Fds | SMALL CP ETF | $7,353,746 | 28,076 | 0.71% | 0.42% |
| 14 | Apple Inc | COM | $6,534,996 | 25,750 | 0.63% | 0.38% |
| 15 | Vanguard Wellington Fd | SHORT TRM TAX EX | $4,882,736 | 48,277 | 0.47% | 0.28% |
| 16 | Costco Wholesale Corporation | COM | $4,798,807 | 4,816 | 0.46% | 0.28% |
| 17 | Ishares Tr | CORE S&P TTL STK | $4,635,212 | 32,544 | 0.45% | 0.27% |
| 18 | Micron Technology Inc | COM | $4,562,868 | 13,506 | 0.44% | 0.26% |
| 19 | Microsoft Corp | COM | $4,366,193 | 11,795 | 0.42% | 0.25% |
| 20 | Vanguard Index Fds | MID CAP ETF | $4,072,500 | 14,181 | 0.39% | 0.24% |
| 21 | Vanguard Mun Bd Fds | SHORT TAX EXEMPT | $3,812,364 | 49,972 | 0.37% | 0.22% |
| 22 | Dimensional Etf Trust | INTERNATIONAL | $3,605,527 | 85,036 | 0.35% | 0.21% |
| 23 | Dimensional Etf Trust | WORLD EX US CORE | $3,505,976 | 103,208 | 0.34% | 0.2% |
| 24 | Spdr Series Trust | STATE STREET SPD | $3,121,291 | 65,258 | 0.3% | 0.18% |
| 25 | Jpmorgan Chase & Co | COM | $3,035,108 | 10,318 | 0.29% | 0.18% |
Top 25 of 113 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 341 | $100.0M | 5.77% |
| High net worth individuals | 417 | $1.4B | 79.6% |
| Pension and profit sharing plans | 26 | $197M | 11.4% |
| Charitable organizations | 7 | $47.2M | 2.73% |
| Corporations and other businesses | 5 | $8.2M | 0.48% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Powdr Corp. 401(k) Plan Powdr Corp. | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Christopher Warwick | Managing Member | Jul 2014 (12y) | 50% – 75% | |
| Melissa Ann Jenkins | Member & Chief Compliance Officer | Feb 2016 (10y) | 5% – 10% | |
| Kimberly Lambert Jaques | Managing Member | CFP | Apr 2017 (9y) | ≈ 7.5% – 25% via Kimberly L. Jaques, Llc |
| Raleigh Ann Vachek | Managing Member | CFP | Dec 2019 (7y) | ≈ 18.75% – 50% via Raleigh Ann Vachek, Llc |
| Michael James Fitzgerald | Member | Apr 2020 (6y) | Less than 5% | |
| Rund, Bryan, Alexander | Member | Jan 2024 (3y) | Less than 5% | |
| Devin Elizabeth Geddings | Registered representative | CFP | Jan 2017 (10y) | |
| Lisa Jo Sievers | Registered representative | Jan 2020 (7y) | ||
| Caitlin Alynn Brown | Registered representative | Jan 2022 (5y) | ||
| Jordan Lyle Freiburghaus | Registered representative | Sep 2023 (3y) | ||
| Kaitlyn Kanaiwakumamakolu Fajardo | Registered representative | Jan 2025 (2y) | ||
| Brian Vander Wyst | Registered representative | Feb 2025 (1y) | ||
| Ella Maeson Yanzuk | Registered representative | Dec 2025 (1y) | ||
| Robert Harley Flagler | Registered representative | Apr 2026 (0y) | ||
| Trace William Davis Tucker | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Raleigh Ann Vachek, Llc | Managing Member | Jan 2020 | A | 25% – 50% |
| Kimberly L. Jaques, Llc | Managing Member | Jan 2020 | A | 10% – 25% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kimberly Lambert Jaques: 75% – 100% of Kimberly L. Jaques, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Raleigh Ann Vachek: 75% – 100% of Raleigh Ann Vachek, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Powdr Corp. 401(k) Plan | Powdr Corp. | 4,903 | $39.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (88% of AUM) Mar 2026
- Interactive Brokers $5.6M (1% of AUM) Feb 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗