Piton Investment Management, Lp
- Regulatory AUM
- $928M
- Discretionary
- $928M
- Clients
- 22
- Avg AUM / client
- $42.2M
- Accounts
- 177
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $1.8M | 0.19% |
| High net worth individuals | 5 | $12.4M | 1.33% |
| Investment companies | 2 | $227M | 24.4% |
| Other investment advisers | 11 | $629M | 67.8% |
| Corporations and other businesses | 2 | $57.7M | 6.22% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $33.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Piton Specialty Finance Fund Llc | Other Private Fund | Delaware | $33.6M | 2 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Patrick Fortescue | Chief Executive Officer | Jul 2015 (11y) | Less than 5% | |
| Kristopher Robert Konrad | Director | Jan 2018 (9y) | Less than 5% | |
| Brian Matthew Lockwood | Chief Investment Officer | CFA | Apr 2019 (7y) | Less than 5% |
| Walter Alan Gilmore | Cco | Jun 2021 (5y) | Less than 5% | |
| Slattery, James, Patrick | President, Chief Financial Officer And Chief Operating Officer | Jan 2024 (3y) | Less than 5% | |
| Daniel Thomas Hughey | Registered representative | CFA | Sep 2020 (6y) | |
| Ralph Chan | Registered representative | Oct 2021 (5y) | ||
| Michael E Farrell | Registered representative | CFA | Sep 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Piton Management Llc | Owner, General Partner | Jan 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $33.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Piton Specialty Finance Fund Llc | Other Private Fund | $33.6M | $250K | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $701M (76% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗