Courier Capital, Llc
- Regulatory AUM
- $3.6B
- Discretionary
- $3.1B
- Clients
- 2,212
- Avg AUM / client
- $1.6M
- Accounts
- 3,857
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,738 | $636M | 17.7% |
| High net worth individuals | 356 | $1.8B | 49.8% |
| Pension and profit sharing plans | 45 | $548M | 15.3% |
| Charitable organizations | 35 | $456M | 12.7% |
| Corporations and other businesses | 38 | $159M | 4.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Irr Supply Centers, Inc. 401 K Profit Sharing Retirement Plan Irr Supply Centers, Inc. | 2024 | |
| Modern Disposal Services, Inc. 401(k) Plan Modern Disposal Services, Inc. | 2024 | |
| Greenlight Networks Llc 401(k) Profit Sharing Plan & Trust Greenlight Networks Llc | 2024 | |
| The Heritage Village 401(k) Profit Sharing Plan Heritage Ministries Charitable Care Network, Inc. | 2024 | |
| Hematology Oncology Associates Of Central New York, P.C. 401(k) Plan Hematology Oncology Associates Of Central New York, P.C. | 2024 | |
| Phillips Lytle Llp Retirement Plan Phillips Lytle Llp | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas James Hanlon | Executive Vice President, Wealth Management | CFP | Aug 2021 (5y) | Less than 5% |
| Jason Michael Stronz | Senior Managing Director | Aug 2021 (5y) | Less than 5% | |
| Wisinski, Heather, Lynn | Senior Director Of Operations | Jan 2022 (5y) | Less than 5% | |
| Rebecca Levengood Westervelt | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| Iglewski, James, Edward | President | Oct 2023 (3y) | Less than 5% | |
| William Henry Gurney | Registered representative | Feb 2016 (10y) | ||
| Steven Anthony Gattuso | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Michael Robert Brace | Registered representative | Aug 2021 (5y) | ||
| Nicholas Timothy Norvell | Registered representative | CFP | May 2023 (3y) | |
| David Carl Robbins | Registered representative | Jun 2023 (3y) | ||
| Stephen John Fassel | Registered representative | Jun 2023 (3y) | ||
| Thomas Blick Reading | Registered representative | Jun 2023 (3y) | ||
| Ryan Thomas Hanlon | Registered representative | Aug 2023 (3y) | ||
| Lawrence Vernon Whistler | Registered representative | CFA | Feb 2025 (1y) | |
| Ryan Paul Coppola | Registered representative | CFA | Jun 2025 (1y) | |
| Jozef Nicholas Kuzmkowski | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Financial Institutions, Inc. | Owner (100%) | Jan 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Irr Supply Centers, Inc. 401 K Profit Sharing Retirement Plan | Irr Supply Centers, Inc. | 307 | $26.0M | 04/01/2024 |
| Modern Disposal Services, Inc. 401(k) Plan | Modern Disposal Services, Inc. | 503 | $28.2M | 01/01/2024 |
| Greenlight Networks Llc 401(k) Profit Sharing Plan & Trust | Greenlight Networks Llc | 155 | $7.1M | 01/01/2024 |
| The Heritage Village 401(k) Profit Sharing Plan | Heritage Ministries Charitable Care Network, Inc. | 699 | $15.6M | 01/01/2024 |
| Hematology Oncology Associates Of Central New York, P.C. 401(k) Plan | Hematology Oncology Associates Of Central New York, P.C. | 338 | $73.1M | 01/01/2024 |
| Phillips Lytle Llp Retirement Plan | Phillips Lytle Llp | 246 | $181M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.9B (81% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗