Rockcrest Financial Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 282360
· Somers Point, NJ
· www.tiktok.com
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ADV data as of May 14, 2026
- Regulatory AUM
- $44.3M
- Discretionary
- $44.3M
- Clients
- 133
- Avg AUM / client
- $333K
- Accounts
- 224
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 108 | $24.5M | 55.2% |
| High net worth individuals | 25 | $19.9M | 44.8% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Alan Boorstein | Registered representative | CFP | Feb 2016 (10y) | |
| John Philip Fredrick | Registered representative | Chartered Financial Consultant | Jul 2019 (7y) | |
| Aiden Thomas Boorstein | Registered representative | CFP | Jan 2024 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/14/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $43.3M (98% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.
View current Form ADV (SEC/IAPD) ↗