Balboa Wealth Partners, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $1.0B
- Clients
- 1,127
- Avg AUM / client
- $950K
- Accounts
- 2,623
- Employees
- 36
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 822 | $225M | 21.0% |
| High net worth individuals | 262 | $828M | 77.4% |
| Pension and profit sharing plans | 33 | $4.9M | 0.46% |
| Charitable organizations | Fewer than 5 clients | $5.5M | 0.51% |
| Corporations and other businesses | 10 | $6.5M | 0.61% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Alan Gilbert | President & Chief Compliance Officer | Feb 2016 (11y) | 75% or more | |
| Thomas Joseph Breslin | Registered representative | Apr 2016 (10y) | ||
| Kozen Edward Tsukamoto | Registered representative | Sep 2016 (10y) | ||
| Richard Brooks Brydges | Registered representative | Dec 2017 (9y) | ||
| John Vilina | Registered representative | Feb 2018 (8y) | ||
| David Matthew Mowad | Registered representative | Mar 2021 (5y) | ||
| Richard Joseph Rock | Registered representative | Aug 2021 (5y) | ||
| Gregory Scott Hermes | Registered representative | Feb 2022 (4y) | ||
| Duane Kevin Shumaker | Registered representative | CFP | Feb 2022 (4y) | |
| Ryan Christopher Robinson | Registered representative | Feb 2022 (4y) | ||
| Enedina Marie Morales | Registered representative | Sep 2022 (4y) | ||
| John William Robison | Registered representative | Jul 2023 (3y) | ||
| Richard Anthony Riva | Registered representative | May 2024 (2y) | ||
| John Sloan Arens | Registered representative | May 2024 (2y) | ||
| Patrick James Brazell | Registered representative | Jun 2024 (2y) | ||
| Joseph Anthony Ganino | Registered representative | Jul 2024 (2y) | ||
| Cheryl Jean Gruetzmacher | Registered representative | Aug 2024 (2y) | ||
| Michael Raymond Frager | Registered representative | Chartered Financial Consultant | Aug 2024 (2y) | |
| Joshua Christopher Bliss | Registered representative | Nov 2024 (2y) | ||
| Rodolfo Rodriguez | Registered representative | Jan 2025 (2y) | ||
| Michael George Bagley | Registered representative | Jan 2025 (2y) | ||
| John Gregory Day | Registered representative | CFP Chartered Financial Consultant | Mar 2025 (1y) | |
| Paul Oh | Registered representative | Oct 2025 (1y) | ||
| Lesa Renee Skarlot | Registered representative | Oct 2025 (1y) | ||
| Michael Gerard Santoro | Registered representative | Nov 2025 (1y) | ||
| Gerald William Zelko | Registered representative | Jan 2026 (1y) | ||
| Sandra Jessica Goins | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (97% of AUM) Jul 2026
- Fidelity Brokerage Services $9.9M (7% of AUM) Jan 2020
- Sei Advisors $9.9M (2% of AUM) Dec 2022
- Sei Investments Distribution Co. $9.5M (7% of AUM) Jan 2020
- Interactive Brokers $2.7M (2% of AUM) Jan 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗