Alliance Advisory & Securities, Llc
- Regulatory AUM
- $687M
- Discretionary
- $393M
- Clients
- 675
- Avg AUM / client
- $1.0M
- Accounts
- 2,748
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 438 | $171M | 24.9% |
| High net worth individuals | 225 | $511M | 74.3% |
| Charitable organizations | 12 | $5.5M | 0.8% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $11.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Alternative Investment Portfolio, Lp | Private Equity Fund | Delaware | $5.6M | 47 |
| Stable Value Portfolio, Lp | Hedge Fund | Delaware | $5.5M | 39 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sanada, Randall, Paul | Chairman | Jul 1987 (39y) | ≈ 0% – 2.5% via Sanada, Randall, Paul | |
| Sanada, Jerry, Vincent | Chief Financial Officer | Nov 1997 (29y) | ≈ 0% – 2.5% via Sanada, Jerry, Vincent | |
| Randall Paul Sanada | President | CFP | May 2007 (19y) | Less than 5% |
| Jeffrey Thomas Garagliano | Chief Compliance Officer | Dec 2007 (19y) | Less than 5% | |
| Sandra Louise Bublitz | Registered representative | CFP | Oct 2001 (25y) | |
| Patrick Kelly Mcilrath | Registered representative | Oct 2008 (18y) | ||
| Hoby Daniel Pearce | Registered representative | CFP | Dec 2009 (17y) | |
| Jon Andrew Rehurek | Registered representative | CFP | Mar 2015 (11y) | |
| Vance Angelo Lavizzo | Registered representative | CFP | Dec 2019 (7y) | |
| Benjamin Ross Simonds | Registered representative | CFP | Jul 2020 (6y) | |
| Christopher John Tyler | Registered representative | CFP | Jun 2022 (4y) | |
| Emily Margaret Swan | Registered representative | CFP | Oct 2023 (3y) | |
| Sean Nicholas Sottile | Registered representative | Aug 2024 (2y) | ||
| Crystal A Lary | Registered representative | Sep 2024 (2y) | ||
| Robert Joseph Knight | Registered representative | Jan 2025 (2y) | ||
| Liza Marie Dela Cruz | Registered representative | Mar 2025 (1y) | ||
| Anthony Roy Herreres | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alliance Financial Group, Inc. | Parent Corporation | Mar 1991 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sanada, Randall, Paul: 25% – 50% of Sanada, Randall, Paul × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Sanada, Jerry, Vincent: 25% – 50% of Sanada, Jerry, Vincent × 0% – 5% direct ≈ 0% – 2.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $11.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Alternative Investment Portfolio, Lp | Private Equity Fund | $5.6M | $30.0K | 47 |
| Stable Value Portfolio, Lp | Hedge Fund | $5.5M | $100K | 39 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Distributors Company Llc $588M (86% of AUM) Jul 2026
- Fidelity Investments Institutional Services Company, Inc. $204M (83% of AUM) Sep 2019
- Charles Schwab & Co. $2.8M (0% of AUM) Jun 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗