Pine Valley Investments Limited Liability Company
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 173995
· SEC file 801-80742
· Marlton, NJ
· WWW.FACEBOOK.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $2.7B
- Discretionary
- $2.7B
- Clients
- 2,113
- Avg AUM / client
- $1.3M
- Accounts
- 5,785
- Employees
- 37
AUM over time
$0
$2.7B
Dec 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 537 positions, $2,180,161,949)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $126,065,413 | 193,570 | 5.78% | 4.71% |
| 2 | Warner Bros Discovery Inc | COM SER A | $66,281,136 | 2,413,734 | 3.04% | 2.48% |
| 3 | Apple Inc | COM | $65,522,888 | 258,178 | 3.01% | 2.45% |
| 4 | Nvidia Corporation | COM | $60,837,213 | 348,830 | 2.79% | 2.27% |
| 5 | Celanese Corp Del | COM | $55,031,930 | 836,733 | 2.52% | 2.06% |
| 6 | Harley Davidson Inc | COM | $53,561,512 | 2,648,937 | 2.46% | 2.0% |
| 7 | Microsoft Corp | COM | $39,721,389 | 107,306 | 1.82% | 1.49% |
| 8 | Invesco Qqq Tr | UNIT SER 1 | $38,304,591 | 66,365 | 1.76% | 1.43% |
| 9 | Global Pmts Inc | COM | $36,516,779 | 542,597 | 1.68% | 1.37% |
| 10 | Centene Corp Del | COM | $33,082,428 | 1,010,459 | 1.52% | 1.24% |
| 11 | Alphabet Inc | CAP STK CL C | $31,894,521 | 111,185 | 1.46% | 1.19% |
| 12 | Amazon Com Inc | COM | $29,111,981 | 139,780 | 1.34% | 1.09% |
| 13 | Johnson & Johnson | COM | $28,838,724 | 117,979 | 1.32% | 1.08% |
| 14 | Victory Portfolios Ii | CORE INTERMEDIAT | $27,131,433 | 577,056 | 1.24% | 1.01% |
| 15 | Eqt Corp | COM | $26,109,993 | 410,276 | 1.2% | 0.98% |
| 16 | Molina Healthcare Inc | COM | $24,348,045 | 182,656 | 1.12% | 0.91% |
| 17 | First Tr Exchange Traded Fd | CORE INVESTMENT | $24,305,168 | 1,159,598 | 1.11% | 0.91% |
| 18 | Alphabet Inc | CAP STK CL A | $23,701,502 | 82,423 | 1.09% | 0.89% |
| 19 | Kraft Heinz Co | COM | $22,368,644 | 994,604 | 1.03% | 0.84% |
| 20 | Assured Guaranty Ltd | COM | $22,116,603 | 271,436 | 1.01% | 0.83% |
| 21 | Exxon Mobil Corp | COM | $22,038,550 | 129,898 | 1.01% | 0.82% |
| 22 | Janus Detroit Str Tr | HENDRSON AAA CL | $21,152,668 | 418,897 | 0.97% | 0.79% |
| 23 | Meta Platforms Inc | CL A | $20,676,360 | 36,139 | 0.95% | 0.77% |
| 24 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $19,560,418 | 286,474 | 0.9% | 0.73% |
| 25 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $18,276,645 | 339,904 | 0.84% | 0.68% |
Top 25 of 537 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,464 | $388M | 14.5% |
| High net worth individuals | 606 | $1.9B | 71.3% |
| Pooled investment vehicles (non-investment companies) | 2 | $124M | 4.64% |
| Pension and profit sharing plans | 16 | $28.8M | 1.08% |
| Charitable organizations | 25 | $40.1M | 1.5% |
| Other investment advisers | Fewer than 5 clients | $185M | 6.92% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $37.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pv Opportunity Fund, Series I, Llc | Hedge Fund | Delaware | $37.3M | 83 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Touchpoint, Inc. Employees' 401(k) Plan Touchpoint, Inc. | 2024 |
People (35)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Solomon, Howard | Partner | Oct 1996 (30y) | ≈ 2.5% – 7.5% via Hf Solomon Family Ltd Partnership | |
| Solomon, Natalie | Partner | Oct 1996 (30y) | ≈ 2.5% – 7.5% via Hf Solomon Family Ltd Partnership | |
| Harry Edward Morad | Managing Member | Nov 2014 (12y) | 50% – 75% | |
| Joseph Brian Duncan | Owner | Feb 2015 (12y) | 25% – 50% | |
| Armstrong, Andy, John | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Michael Ryan Modica | Registered representative | Aug 2015 (11y) | ||
| Robert Allen Moore | Registered representative | Apr 2016 (10y) | ||
| Christopher Mark Bryan | Registered representative | Jun 2018 (8y) | ||
| Jonathan David Markoe | Registered representative | Oct 2018 (8y) | ||
| Francis Frederico | Registered representative | Mar 2019 (7y) | ||
| Joshua Feldschneider | Registered representative | Jan 2020 (7y) | ||
| Victoria Ashley Cocciolone | Registered representative | Feb 2021 (5y) | ||
| Thomas J Crossett | Registered representative | Feb 2021 (5y) | ||
| Anthony A Vasile | Registered representative | Jun 2021 (5y) | ||
| Kathleen Quinlan Fay | Registered representative | CFP | Jun 2021 (5y) | |
| Jake A Markoe | Registered representative | Jul 2021 (5y) | ||
| Michael Lewis Wojcik | Registered representative | Nov 2021 (5y) | ||
| Scott Allen Lermack | Registered representative | Jan 2022 (5y) | ||
| Thomas Mcelgunn | Registered representative | Jan 2022 (5y) | ||
| Nicholas Lampone | Registered representative | Feb 2022 (4y) | ||
| Christopher J O'neill | Registered representative | CFA | Feb 2022 (4y) | |
| Keval Patel | Registered representative | Sep 2022 (4y) | ||
| Darek Koleda | Registered representative | Chartered Financial Consultant | Nov 2022 (4y) | |
| Isaac Douglas Jones | Registered representative | Dec 2022 (4y) | ||
| Mark Daniel Magarian | Registered representative | Apr 2023 (3y) | ||
| Noah James Modica | Registered representative | May 2023 (3y) | ||
| James Todd Vogt | Registered representative | Jul 2023 (3y) | ||
| Jason Landry Braatz | Registered representative | CFP | Aug 2023 (3y) | |
| James William Varley | Registered representative | Oct 2023 (3y) | ||
| Scott Walden | Registered representative | Oct 2023 (3y) | ||
| Gregory Matthew Pizzano | Registered representative | Dec 2023 (3y) | ||
| Jerry Loren Braatz | Registered representative | Feb 2024 (2y) | ||
| Sean Patrick Murphy | Registered representative | May 2025 (1y) | ||
| Corey John Fisher | Registered representative | May 2025 (1y) | ||
| Danon Andrew Robinson | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hf Solomon Family Ltd Partnership | Owner | Feb 2015 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Solomon, Howard: 50% – 75% of Hf Solomon Family Ltd Partnership × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
- Solomon, Natalie: 50% – 75% of Hf Solomon Family Ltd Partnership × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $37.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pv Opportunity Fund, Series I, Llc | Hedge Fund | $37.3M | $100K | 83 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Touchpoint, Inc. Employees' 401(k) Plan | Touchpoint, Inc. | 777 | $150M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $2.5B (95% of AUM) Mar 2026
- Fidelity Brokerage Services $41.0M (10% of AUM) Aug 2019
- Fidelity Investments $40.0M (19% of AUM) Dec 2017
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗