Navigate Wealth Management, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 173770
· SEC file 801-114048
· Birmingham, AL
· WWW.FACEBOOK.COM
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ADV data as of Apr 06, 2026
- Regulatory AUM
- $430M
- Discretionary
- $430M
- Clients
- 274
- Avg AUM / client
- $1.6M
- Accounts
- 873
- Employees
- 8
AUM over time
$108M
$430M
Aug 2018
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 140 | $65.3M | 15.2% |
| High net worth individuals | 131 | $343M | 79.9% |
| Other investment advisers | 1 | $19.7M | 4.58% |
| Corporations and other businesses | 2 | $1.5M | 0.35% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caleb Ryan Hopkins | Principal | CFP CFA | Nov 2014 (12y) | 50% – 75% |
| Carl Johan Grahs | Principal & Chief Compliance Officer | CFA | Nov 2014 (12y) | 50% – 75% |
| James M. Burnett | Registered representative | CFP | Dec 2021 (5y) | |
| Reuben Frank Stewart | Registered representative | Dec 2021 (5y) | ||
| Steven Hansen Lind | Registered representative | CFP | Dec 2021 (5y) | |
| Mary Meadows Livingston | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Jonathan Luke Fargason | Registered representative | CFP | Apr 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SUBADVISER FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $417M (97% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗