Smartleaf Asset Management Llc
- Regulatory AUM
- $6.9B
- Discretionary
- $6.9B
- Clients
- 26
- Avg AUM / client
- $264M
- Accounts
- 18,475
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 25 | $6.9B | 100.0% |
| Other | 1 | $105K | 0.0% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerard Alexander Michael | Managing Member | Apr 1999 (27y) | ≈ 37.5% – 75% via Smartleaf Inc | |
| Diana W Neuss | Member, Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Wei Zhang | Registered representative | CFA | Dec 2015 (11y) | |
| Benjamin Clark Cutrell | Registered representative | Jan 2016 (11y) | ||
| Stefan Lubomirov Mitropolitsky | Registered representative | Mar 2017 (9y) | ||
| Mohammad Heidari | Registered representative | Aug 2019 (7y) | ||
| Robert Rankin Leaper | Registered representative | Feb 2021 (5y) | ||
| Kevin Gerald Hilsmier | Registered representative | May 2024 (2y) | ||
| Nathaniel Clifford Davis | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Smartleaf Inc | Managing Member, Parent Company | Jun 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gerard Alexander Michael: 50% – 75% of Smartleaf Inc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bancorp Investments, Inc. $2.5B (36% of AUM) Mar 2026
- Charles Schwab & Co. $439M (6% of AUM) Mar 2026
- Interactive Brokers $160M (7% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗