Egsi Investment Management, Inc.
- Regulatory AUM
- $145M
- Discretionary
- $102M
- Clients
- 278
- Avg AUM / client
- $520K
- Accounts
- 798
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 230 | $66.9M | 46.2% |
| High net worth individuals | 16 | $34.7M | 24.0% |
| Pension and profit sharing plans | 29 | $42.6M | 29.4% |
| Charitable organizations | 2 | $377K | 0.26% |
| State or municipal government entities | 1 | $192K | 0.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Iron Pony Motorsports Inc 401(k) Profit Sharing Plan & Trust Iron Pony Motorsports Inc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Gerard Siddell | Registered representative | Jul 2014 (12y) | ||
| Ryan T. Johnston | Registered representative | Jun 2026 (0y) | ||
| Alexander David Rye | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Iron Pony Motorsports Inc 401(k) Profit Sharing Plan & Trust | Iron Pony Motorsports Inc | 144 | $5.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $102M (71% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗