Rmr Wealth Builders, Inc.
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 169005
· SEC file 801-80404
· Montclair, NJ
· www.facebook.com
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ADV data as of Apr 15, 2026
- Regulatory AUM
- $2.9B
- Discretionary
- $2.4B
- Clients
- 2,099
- Avg AUM / client
- $1.4M
- Accounts
- 5,069
- Employees
- 64
AUM over time
$0
$2.9B
Sep 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,443 | $459M | 15.9% |
| High net worth individuals | 464 | $1.3B | 46.4% |
| Investment companies | 1 | $50.7M | 1.76% |
| Pension and profit sharing plans | 1 | $2.5M | 0.09% |
| Charitable organizations | 1 | $177M | 6.15% |
| Corporations and other businesses | 189 | $856M | 29.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Serrala Americas, Inc. 401(k) Plan Serrala Americas, Inc. | 2024 | |
| F&E Aircraft Maintenance 401(k) Plan F&E Aircraft Maintenance Miami, Llc | 2024 | |
| David Zwirner Inc 401(k) Profit Sharing Plan & Trust David Zwirner Inc | 2024 | |
| D P Preiss Company Inc 401 K Profit Sharing Plan & Trust D P Preiss Company Inc | 2024 |
People (53)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Richard Roth | Co Chairman | Aug 1986 (40y) | 10% – 25% | |
| Edward Albert Majtenyi | President | Aug 1986 (40y) | 10% – 25% | |
| Ryan Patrick Degrau | Chief Executive Officer | CFP | Oct 2014 (12y) | 10% – 25% |
| Joseph James Russo | Co Chairman | Nov 2014 (12y) | 10% – 25% | |
| Steven Felix Sergio | Chief Compliance Officer | Jan 2019 (8y) | Less than 5% | |
| James Patrick Barrett | Registered representative | Dec 2014 (12y) | ||
| Paul Michael Puleo | Registered representative | May 2018 (8y) | ||
| Jared Weber | Registered representative | Chartered Financial Consultant | Jul 2018 (8y) | |
| James M Sosinski | Registered representative | Sep 2018 (8y) | ||
| Tyler Fielding Whitehouse | Registered representative | CFP | Sep 2018 (8y) | |
| Herbert Lee Nealy | Registered representative | Nov 2018 (8y) | ||
| Christopher Joseph Mccoy | Registered representative | Jan 2019 (8y) | ||
| Marc Alexander Guido | Registered representative | Feb 2019 (7y) | ||
| Stephan Aaron Collaro | Registered representative | CFP | Apr 2019 (7y) | |
| Jennifer Adele Aimone Seiler | Registered representative | Jul 2019 (7y) | ||
| Alyssa T Cortelyou | Registered representative | CFP | Jul 2019 (7y) | |
| John G Edwards | Registered representative | Aug 2019 (7y) | ||
| Michael Luis | Registered representative | Aug 2019 (7y) | ||
| Stuart Michael Simchowitz | Registered representative | Jun 2020 (6y) | ||
| Dominic Aceto | Registered representative | CFP | Aug 2020 (6y) | |
| Aster J Getahun | Registered representative | Aug 2020 (6y) | ||
| Ryan Goudie | Registered representative | CFP | Oct 2020 (6y) | |
| Joshua Mondschein | Registered representative | Oct 2020 (6y) | ||
| Robert Russo | Registered representative | CFP Personal Financial Specialist | Nov 2020 (6y) | |
| Jodi M Ehrlich | Registered representative | Nov 2020 (6y) | ||
| Tim Evan Schaffer | Registered representative | Nov 2020 (6y) | ||
| Charles Catapano | Registered representative | Feb 2021 (5y) | ||
| Matthew Brian Levens | Registered representative | Jun 2021 (5y) | ||
| Dennis Alexander Karpenko | Registered representative | Nov 2021 (5y) | ||
| Adam David Hunt | Registered representative | CFP | Feb 2022 (4y) | |
| Gary Stephen Mannuzza | Registered representative | Feb 2022 (4y) | ||
| Alec Marcus Majtenyi | Registered representative | CFP | Jul 2022 (4y) | |
| Nicholas La Verghetta | Registered representative | Nov 2022 (4y) | ||
| Dominick Lombardi | Registered representative | Jun 2023 (3y) | ||
| John William Sokolowski | Registered representative | Jun 2023 (3y) | ||
| Christopher Scott Hacker | Registered representative | Sep 2023 (3y) | ||
| Alexander Robert Salton | Registered representative | CFP | Nov 2023 (3y) | |
| Sun Hyung Kim | Registered representative | Feb 2024 (2y) | ||
| Marshall Stephen Burroughs | Registered representative | CFP | Feb 2024 (2y) | |
| Brogan Patrick O'connor | Registered representative | CFP | Sep 2024 (2y) | |
| Anthony Richard Gallardo | Registered representative | Oct 2024 (2y) | ||
| John David Gentry | Registered representative | CFP | Nov 2024 (2y) | |
| Peter Lewis Chandler | Registered representative | CFP | May 2025 (1y) | |
| Kathleen Marie Oconnor | Registered representative | Jun 2025 (1y) | ||
| James Stephen Bremis | Registered representative | CFP | Jul 2025 (1y) | |
| Mason Murdock | Registered representative | Jul 2025 (1y) | ||
| Adam Scharf | Registered representative | Sep 2025 (1y) | ||
| Keith S Stecker | Registered representative | Oct 2025 (1y) | ||
| William Coleman Andrews | Registered representative | Oct 2025 (1y) | ||
| Finn Case | Registered representative | Oct 2025 (1y) | ||
| Matthew Mc Hale | Registered representative | Feb 2026 (0y) | ||
| Nicholas Steven Choman | Registered representative | Apr 2026 (0y) | ||
| Nirav Ganpat Thakker | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Simmers Family Trust, John & Margaret Simmers, Trustee's | Shareholder | Jul 2016 | A | Less than 5% |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Serrala Americas, Inc. 401(k) Plan | Serrala Americas, Inc. | 91 | $20.3M | 01/01/2024 |
| F&E Aircraft Maintenance 401(k) Plan | F&E Aircraft Maintenance Miami, Llc | 1,283 | $19.5M | 01/01/2024 |
| David Zwirner Inc 401(k) Profit Sharing Plan & Trust | David Zwirner Inc | 234 | $36.2M | 01/01/2024 |
| D P Preiss Company Inc 401 K Profit Sharing Plan & Trust | D P Preiss Company Inc | 373 | $15.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • INSURANCE COMPENSATION, FLAT & ADMINISTRATIVE FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Institutional Wealth Services $1.7B (58% of AUM) Apr 2026
- Charles Schwab & Co. $255M (9% of AUM) Apr 2026
- National Financial Services (Fidelity) $34.6M (3% of AUM) Feb 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 15, 2026.
View current Form ADV (SEC/IAPD) ↗