Thrive Wealth Management, Llc
- Regulatory AUM
- $1.6B
- Discretionary
- $1.5B
- Clients
- 870
- Avg AUM / client
- $1.8M
- Accounts
- 3,085
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Investments (13F portfolio — 254 positions, $787,138,349)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | VALUE ETF | $189,412,283 | 869,143 | 24.1% | 12.0% |
| 2 | Schwab Strategic Tr | US LCAP GR ETF | $183,774,785 | 5,430,697 | 23.3% | 11.6% |
| 3 | State Str Spdr S&P 500 Etf T | TR UNIT | $29,843,976 | 39,964 | 3.79% | 1.89% |
| 4 | Ishares Tr | INTL EQTY FACTOR | $20,859,154 | 509,257 | 2.65% | 1.32% |
| 5 | Apple Inc | COM | $18,945,492 | 65,474 | 2.41% | 1.2% |
| 6 | Vanguard Index Fds | GROWTH ETF | $16,700,820 | 193,880 | 2.12% | 1.06% |
| 7 | State Str Spdr S&P Midcap 40 | UTSER1 S&PDCRP | $12,660,571 | 18,001 | 1.61% | 0.8% |
| 8 | Vanguard Index Fds | S&P 500 ETF SHS | $11,374,174 | 16,561 | 1.45% | 0.72% |
| 9 | Schwab Strategic Tr | INTL EQTY ETF | $10,637,093 | 384,011 | 1.35% | 0.67% |
| 10 | Vanguard Index Fds | SMALL CP ETF | $10,442,876 | 34,451 | 1.33% | 0.66% |
| 11 | Vanguard Scottsdale Fds | VNG RUS1000IDX | $10,373,417 | 30,625 | 1.32% | 0.66% |
| 12 | Schwab Strategic Tr | US LCAP VA ETF | $10,249,943 | 294,454 | 1.3% | 0.65% |
| 13 | Nvidia Corporation | COM | $9,232,540 | 46,142 | 1.17% | 0.58% |
| 14 | Alphabet Inc | CAP STK CL C | $9,183,507 | 25,991 | 1.17% | 0.58% |
| 15 | Vanguard Index Fds | TOTAL STK MKT | $7,499,397 | 20,266 | 0.95% | 0.48% |
| 16 | Microsoft Corp | COM | $7,389,222 | 19,809 | 0.94% | 0.47% |
| 17 | Sei Invts Co | COM | $6,484,816 | 73,935 | 0.82% | 0.41% |
| 18 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $6,236,107 | 104,475 | 0.79% | 0.4% |
| 19 | Amazon Com Inc | COM | $6,225,989 | 26,122 | 0.79% | 0.39% |
| 20 | Schwab Strategic Tr | US LRG CAP ETF | $6,074,654 | 206,410 | 0.77% | 0.38% |
| 21 | Johnson & Johnson | COM | $5,716,887 | 22,510 | 0.73% | 0.36% |
| 22 | Ishares Tr | NATIONAL MUN ETF | $5,162,496 | 47,970 | 0.66% | 0.33% |
| 23 | Alphabet Inc | CAP STK CL A | $5,080,386 | 14,216 | 0.65% | 0.32% |
| 24 | Ishares Tr | CORE S&P500 ETF | $4,965,063 | 6,630 | 0.63% | 0.31% |
| 25 | Ishares Tr | MSCI EAFE ETF | $4,623,280 | 44,506 | 0.59% | 0.29% |
Top 25 of 254 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 568 | $342M | 21.7% |
| High net worth individuals | 297 | $1.2B | 77.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $895 | 0.0% |
| Charitable organizations | Fewer than 5 clients | $419K | 0.03% |
| Corporations and other businesses | 5 | $15.6M | 0.99% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Precis Engineering, Inc. 401(k) Plan Precis Engineering, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Anthony Ptaszenski | Managing Member/Chief Compliance Officer | CFP | Oct 2013 (13y) | 50% – 75% |
| Stephen Philip Erfle | Managing Member | CFP | Oct 2013 (13y) | 50% – 75% |
| Norman Shaw Macqueen | Registered representative | May 2015 (11y) | ||
| Michael Patrick Stanton | Registered representative | CFP | Jul 2015 (11y) | |
| Matthew Joseph Donahue | Registered representative | CFP | Mar 2018 (8y) | |
| Melissa Marie Devlin | Registered representative | CFP | May 2018 (8y) | |
| Matthew Antonio Fatz | Registered representative | CFP | Apr 2019 (7y) | |
| Jack Green | Registered representative | CFP | Dec 2022 (4y) | |
| Ian Jeremy Hoffman | Registered representative | CFP | Jan 2023 (4y) | |
| Christian Dekker | Registered representative | CFP | Nov 2023 (3y) | |
| Sean Gallagher | Registered representative | Dec 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Precis Engineering, Inc. 401(k) Plan | Precis Engineering, Inc. | 139 | $15.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 965 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (98% of AUM) Mar 2026
- Sei Investments Distribution Co. $55.1M (14% of AUM) Oct 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗