Transglobal Advisory, Llc
- Regulatory AUM
- $58.3M
- Discretionary
- $58.3M
- Clients
- 193
- Avg AUM / client
- $302K
- Accounts
- 193
- Employees
- 28
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 99 | $18.4M | 31.5% |
| High net worth individuals | 15 | $28.9M | 49.6% |
| Pension and profit sharing plans | 62 | $9.5M | 16.3% |
| Charitable organizations | 1 | $24 | 0.0% |
| Corporations and other businesses | 16 | $1.5M | 2.65% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Typhos Structured Alpha Lp | Hedge Fund | Delaware | $1.7M | 3 |
People (34)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Chengkuo Hu | Chief Executive Officer | CFP | Sep 2013 (13y) | 75% or more |
| Shiou Ing Diane Liou | Shareholder | CFP | Sep 2013 (13y) | 10% – 25% |
| Chen, Chih Han | Chief Investment Officer | Mar 2021 (5y) | Less than 5% | |
| Xiaoxi Chen | Chief Compliance Officer | CFA | Dec 2024 (2y) | Less than 5% |
| Pay Min Irene Chang | Registered representative | CFP | Sep 2014 (12y) | |
| Bill Jian Ting Liau | Registered representative | Aug 2019 (7y) | ||
| Xin Guo | Registered representative | Mar 2020 (6y) | ||
| Erhwei Huang | Registered representative | Jun 2020 (6y) | ||
| Joseph Hsioh Tsuei Lee | Registered representative | Jan 2021 (6y) | ||
| Sumant Sharad Pendharkar | Registered representative | Sep 2021 (5y) | ||
| Yong Wang | Registered representative | CFP | Sep 2021 (5y) | |
| Yang Li Wu | Registered representative | Nov 2021 (5y) | ||
| Chongfen Zhang | Registered representative | Jun 2022 (4y) | ||
| Qi Fang | Registered representative | Aug 2022 (4y) | ||
| Yao Lu | Registered representative | CFA | Jan 2023 (4y) | |
| Hang Dong | Registered representative | Jul 2023 (3y) | ||
| Shuning Li | Registered representative | Aug 2023 (3y) | ||
| Patricia W Harris | Registered representative | CFP | Aug 2023 (3y) | |
| Shang Chen Lu | Registered representative | CFA | Nov 2023 (3y) | |
| Lu Yu | Registered representative | CFP | Jul 2025 (1y) | |
| Jamie Hass | Registered representative | CFP | Jul 2025 (1y) | |
| Francis Choy | Registered representative | CFP | Jul 2025 (1y) | |
| Jierui Shen | Registered representative | CFP | Nov 2025 (1y) | |
| Pingzhi Wang | Registered representative | CFP | Nov 2025 (1y) | |
| Xiaomeng Dai | Registered representative | CFA | Dec 2025 (1y) | |
| Zhuoli Wang | Registered representative | Dec 2025 (1y) | ||
| Michael Junhua Liao | Registered representative | Dec 2025 (1y) | ||
| Lin Pan | Registered representative | CFA | Feb 2026 (0y) | |
| Jing Liu | Registered representative | CFP | Mar 2026 (0y) | |
| Yu Zhang | Registered representative | Mar 2026 (0y) | ||
| Bin Huang | Registered representative | Jun 2026 (0y) | ||
| Yan Yan | Registered representative | CFA | Jun 2026 (0y) | |
| Jihruey Wang | Registered representative | CFP | Jun 2026 (0y) | |
| Bowen Guan | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Typhos Structured Alpha Lp | Hedge Fund | $1.7M | $500K | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $38.2M (65% of AUM) Jun 2026
- Interactive Brokers $8.2M (18% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗