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Private Fund Manager · Boutique (under $100M)
CRD 168303
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $41.6M
- Discretionary
- $41.6M
- Clients
- 4
- Avg AUM / client
- $10.4M
- Accounts
- 7
- Employees
- 12
AUM over time
$41.6M
$511M
Sep 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 0 | $53.9K | 0.13% |
| Pooled investment vehicles (non-investment companies) | 4 | $41.5M | 99.7% |
| Corporations and other businesses | 0 | $66.7K | 0.16% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers $19.8M (5% of AUM) Jan 2023
- Goldman Sachs $733K (2% of AUM) Mar 2026
- Jefferies Llc $53.9K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.