Golden State Wealth Management, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 167995
· SEC file 801-107445
· Powell, WY
· www.cfmplanners.com
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ADV data as of Jul 17, 2026
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 4,192
- Avg AUM / client
- $529K
- Accounts
- 7,029
- Employees
- 45
AUM over time
$102M
$2.2B
Dec 2015
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,464 | $477M | 21.5% |
| High net worth individuals | 1,655 | $1.7B | 75.6% |
| Pension and profit sharing plans | 33 | $25.8M | 1.16% |
| Charitable organizations | 10 | $9.8M | 0.44% |
| Corporations and other businesses | 29 | $27.8M | 1.25% |
| Other | 1 | $488K | 0.02% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hci Systems, Inc. 401(k) Profit Sharing Plan Hci Systems, Inc. | 2024 | |
| California Farm Bureau Member Employer Retirement Plan (Mep) California Farm Bureau Federation | Sacramento, CA | 2024 |
People (48)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Robert Catone | Managing Member | May 2013 (13y) | 25% – 50% | |
| Patrick Michael Jeffs Catone | Managing Member & Chief Compliance Officer | May 2013 (13y) | 25% – 50% | |
| John Emile Nahas | Managing Member | May 2014 (12y) | 25% – 50% | |
| David Andrew Bruce King | Registered representative | Oct 2014 (12y) | ||
| Bradley L Fallon | Registered representative | Jan 2015 (12y) | ||
| James David Goetz | Registered representative | Mar 2015 (11y) | ||
| Sandra Young Mee Cho | Registered representative | Jun 2015 (11y) | ||
| Keith Christopher Martel | Registered representative | Nov 2015 (11y) | ||
| Reesuk Isaac Kim | Registered representative | Feb 2016 (10y) | ||
| Kyle Fairall | Registered representative | Feb 2016 (10y) | ||
| Fredric Hunter Jurmu | Registered representative | Mar 2016 (10y) | ||
| Earl Bernard Rideau | Registered representative | Aug 2016 (10y) | ||
| Johnny Alfonso Ceballos | Registered representative | CFP | Aug 2016 (10y) | |
| Matthew Edward Swanson | Registered representative | Sep 2016 (10y) | ||
| Mario Orlando Vasquez | Registered representative | Nov 2016 (10y) | ||
| Jay Duane Champlain | Registered representative | Nov 2016 (10y) | ||
| Robert Alan Mills | Registered representative | Jan 2017 (10y) | ||
| Ashley Elizabeth Curiel | Registered representative | CFP | Feb 2017 (9y) | |
| Gabriella Ingrid Lundqvist | Registered representative | Aug 2017 (9y) | ||
| Rodd Robert Miller | Registered representative | CFP | Sep 2017 (9y) | |
| John Jacob Zezini | Registered representative | CFP | Nov 2017 (9y) | |
| Michael Anthony Rohling | Registered representative | Jul 2018 (8y) | ||
| Matthew Blair Auchard | Registered representative | Aug 2018 (8y) | ||
| Kyle Andrew Emerson | Registered representative | Sep 2018 (8y) | ||
| Scott Keith Smith | Registered representative | Sep 2018 (8y) | ||
| Travis Fago | Registered representative | Sep 2018 (8y) | ||
| Linda Ann Anschultz | Registered representative | Jan 2019 (8y) | ||
| Robert Alan Ogden | Registered representative | CFP | Feb 2019 (7y) | |
| David M Ogden | Registered representative | CFP | Jul 2019 (7y) | |
| Alexandre Murphy | Registered representative | Oct 2019 (7y) | ||
| Curtis William Howard | Registered representative | Jan 2020 (7y) | ||
| Matthew Thomas Catone | Registered representative | Mar 2021 (5y) | ||
| Justin Robert Peek | Registered representative | CFP | May 2022 (4y) | |
| Kreat Antony Lewis | Registered representative | Nov 2022 (4y) | ||
| Edward A Suero | Registered representative | Jun 2023 (3y) | ||
| Kathleen Sunshine Kim Stephens | Registered representative | Mar 2024 (2y) | ||
| Brett Elliott | Registered representative | Apr 2024 (2y) | ||
| Robert Ben Schulte | Registered representative | May 2024 (2y) | ||
| Job Alexander Eagleson | Registered representative | Dec 2024 (2y) | ||
| Blake Connor Isaeff | Registered representative | Jan 2025 (2y) | ||
| Paul Tokar | Registered representative | Jun 2025 (1y) | ||
| Thomas Chiaromonte | Registered representative | Sep 2025 (1y) | ||
| Conrad D Travassos | Registered representative | Oct 2025 (1y) | ||
| Matthew Hui Paul Montefusco | Registered representative | Jan 2026 (1y) | ||
| Andrew Carl Fiscina | Registered representative | Jan 2026 (1y) | ||
| Katherine Kerr Stellar | Registered representative | CFP | Jan 2026 (1y) | |
| Zachary Adam Miller | Registered representative | Feb 2026 (0y) | ||
| Jordan Williams | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hci Systems, Inc. 401(k) Profit Sharing Plan | Hci Systems, Inc. | 910 | $22.2M | 01/01/2024 |
| California Farm Bureau Member Employer Retirement Plan (Mep) | California Farm Bureau Federation | 1,524 | $33.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • FINANCIAL PLANNING FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $2.1B (96% of AUM) Jul 2026
- Charles Schwab & Co. $79.1M (4% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗