Mcdowell Associates Investments, Lp
State-registered
Wealth Manager · Boutique (under $100M)
CRD 167710
· Greensburg, PA
· www.mcdowellinsurance.com
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ADV data as of Mar 10, 2026
- Regulatory AUM
- $23.0M
- Discretionary
- $18.5M
- Clients
- 152
- Avg AUM / client
- $151K
- Accounts
- 152
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 140 | $11.0M | 47.8% |
| High net worth individuals | 12 | $7.0M | 30.4% |
| Pension and profit sharing plans | 0 | $5.0M | 21.7% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley R Roth | Registered representative | May 2013 (13y) | ||
| Kenneth George Trimbath | Registered representative | Feb 2016 (10y) | ||
| Cameron Roth | Registered representative | Jun 2018 (8y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $18.5M (80% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗