N
N
Wealth Manager · Mid-sized ($1B–$10B)
CRD 167610
·
☆ Save with Pro
ADV data as of Apr 01, 2025
- Regulatory AUM
- $3.2B
- Discretionary
- $2.1B
- Clients
- 7,801
- Avg AUM / client
- $407K
- Accounts
- 7,668
- Employees
- 152
AUM over time
$0
$3.2B
Apr 26, 2013
Apr 1, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7,668 | $2.3B | 72.2% |
| High net worth individuals | 112 | $418M | 13.1% |
| Pension and profit sharing plans | 21 | $467M | 14.7% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $5.0M (0% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2025.