Mbe Wealth Management, Llc
- Regulatory AUM
- $977M
- Discretionary
- $750M
- Clients
- 2,598
- Avg AUM / client
- $376K
- Accounts
- 5,412
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,356 | $355M | 36.3% |
| High net worth individuals | 180 | $391M | 40.1% |
| Pension and profit sharing plans | 62 | $227M | 23.3% |
| Charitable organizations | Fewer than 5 clients | $3.4M | 0.35% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Allan Gerke & Sons, Inc. 401(k) Plan Allan Gerke & Sons, Inc. | 2024 | |
| Reedsburg Area Medical Center, Inc. 401(k) Plan Reedsburg Area Medical Center, Inc. | 2024 | |
| Cardinal Heating & Air Conditioning, Inc. 401(k) Profit Sharing Plan Cardinal Heating & Air Conditioning, Inc. | 2024 | |
| Workforce Solutions, Llc 401(k) Plan Workforce Solutions, Llc | 2024 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Klemm, Morgan | Managing Member | Jan 2009 (18y) | ≈ 6.25% – 25% via Mbe Cpa Llp | |
| Joseph Lee Berry | Chief Compliance Officer/Financial Advisor | Dec 2011 (15y) | ≈ 7.5% – 25% via Joe Berry Llc | |
| Timothy Brian Moy | Managing Member | Nov 2012 (14y) | ≈ 6.25% – 25% via Mbe Cpa Llp | |
| Brent Douglas Brinker | Managing Member | Nov 2012 (14y) | ≈ 7.5% – 25% via Due North Financial, Llc | |
| Jacob Adam Krueger | Managing Member | CFP | Sep 2013 (13y) | ≈ 7.5% – 25% via Krueger Wealth Management, Llc |
| Michael Brandon Pruitt | Managing Member | CFP | Oct 2014 (12y) | ≈ 7.5% – 25% via Pruitt Financial Planning, Llc |
| Vinopal, Frank | Managing Member | Jan 2019 (8y) | ≈ 6.25% – 25% via Mbe Cpa Llp | |
| Jason Paul Henrich | Registered representative | CFP | Dec 2016 (10y) | |
| Austin Timothy Lins | Registered representative | Jul 2019 (7y) | ||
| Baylee Ann Shifflet | Registered representative | CFP | May 2021 (5y) | |
| Calvin David Peterson | Registered representative | Feb 2025 (1y) | ||
| Chadwick Foster Gaffney | Registered representative | Aug 2025 (1y) | ||
| Troy Lee Hilyard | Registered representative | Personal Financial Specialist | Jan 2026 (1y) | |
| Justin Mitchell Philipp | Registered representative | Mar 2026 (0y) | ||
| Mitchell Monson | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mbe Cpa Llp | Managing Member | Jan 2013 | A | 25% – 50% |
| Joe Berry Llc | Member | Dec 2011 | A | 10% – 25% |
| Due North Financial, Llc | Member | Mar 2015 | A | 10% – 25% |
| Krueger Wealth Management, Llc | Member | Jun 2015 | A | 10% – 25% |
| Pruitt Financial Planning, Llc | Member | Jan 2020 | A | 10% – 25% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Klemm, Morgan: 25% – 50% of Mbe Cpa Llp × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Joseph Lee Berry: 75% – 100% of Joe Berry Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Timothy Brian Moy: 25% – 50% of Mbe Cpa Llp × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Brent Douglas Brinker: 75% – 100% of Due North Financial, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Jacob Adam Krueger: 75% – 100% of Krueger Wealth Management, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Michael Brandon Pruitt: 75% – 100% of Pruitt Financial Planning, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Vinopal, Frank: 25% – 50% of Mbe Cpa Llp × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Allan Gerke & Sons, Inc. 401(k) Plan | Allan Gerke & Sons, Inc. | 278 | $11.5M | 07/01/2024 |
| Reedsburg Area Medical Center, Inc. 401(k) Plan | Reedsburg Area Medical Center, Inc. | 615 | $89.1M | 01/01/2024 |
| Cardinal Heating & Air Conditioning, Inc. 401(k) Profit Sharing Plan | Cardinal Heating & Air Conditioning, Inc. | 140 | $8.2M | 01/01/2024 |
| Workforce Solutions, Llc 401(k) Plan | Workforce Solutions, Llc | 247 | $15.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $674M (69% of AUM) Jul 2026
- LPL Financial $172M (100% of AUM) Oct 2018
- Empower Trust Co $154M (16% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗