Counterpoint Asset Management Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 164291
· San Diego, CA
· WWW.COUNTERPOINTASSETS.COM
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ADV data as of Jan 15, 2026
- Regulatory AUM
- $90.6M
- Discretionary
- $90.6M
- Clients
- 270
- Avg AUM / client
- $336K
- Accounts
- 270
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 245 | $54.4M | 60.0% |
| High net worth individuals | 25 | $36.2M | 40.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Bennett Krause | Registered representative | CFA | Jul 2012 (14y) | |
| Daniel Wendell Krause | Registered representative | Feb 2015 (11y) | ||
| Jennifer Sein To | Registered representative | Nov 2016 (10y) | ||
| Michael Brooks Taylor | Registered representative | CFA | Oct 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/15/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $88.4M (98% of AUM) Jan 2026
- Interactive Brokers $2.3M (2% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 15, 2026.
View current Form ADV (SEC/IAPD) ↗