The Investment House Llc
- Regulatory AUM
- $2.2B
- Discretionary
- $2.2B
- Clients
- 291
- Avg AUM / client
- $7.6M
- Accounts
- 604
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 66 | $39.5M | 1.79% |
| High net worth individuals | 222 | $1.8B | 82.8% |
| Investment companies | 1 | $227M | 10.3% |
| Pooled investment vehicles (non-investment companies) | 2 | $48.5M | 2.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.8M | 0.22% |
| Charitable organizations | Fewer than 5 clients | $3.5M | 0.16% |
| Corporations and other businesses | Fewer than 5 clients | $54.8M | 2.49% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $29.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mercury Partners L.P. | Hedge Fund | Delaware | $29.5M | 40 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy John Wahl | President And Manager Of Llc | Apr 2012 (14y) | Less than 5% | |
| David Larry Kahn | Chief Compliance Officer | May 2012 (14y) | Less than 5% | |
| Wahl, Deanna | Trustee Of Wahl Family Trust | Feb 2013 (14y) | 75% or more | |
| Glenn Steven Goodstein | Registered representative | Nov 2012 (14y) | ||
| Wayne Scott Woodman | Registered representative | Nov 2012 (14y) | ||
| Peter Richard Gardiner | Registered representative | Nov 2012 (14y) | ||
| Steven Paul Steinberg | Registered representative | Nov 2012 (14y) | ||
| Andrew Woodman | Registered representative | CFP | Mar 2020 (6y) | |
| Tyler Adam Logan | Registered representative | Feb 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Wahl Family Trust Dtd 2/26/2013 | Member | Jul 2013 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $29.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mercury Partners L.P. | Hedge Fund | $29.5M | $500K | 40 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $1.7B (77% of AUM) Mar 2026
- National Financial Services (Fidelity) $221M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗