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Investment Adviser · Boutique (under $100M)
CRD 162340
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ADV data as of Mar 11, 2025
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 0
AUM over time
$0
$134M
Mar 22, 2012
Mar 11, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2025
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- E*TRADE (Morgan Stanley) $12.1M (100% of AUM) Jan 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2025.