Ram Investment Partners, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $948M
- Clients
- 583
- Avg AUM / client
- $2.0M
- Accounts
- 2,608
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 302 | $206M | 17.4% |
| High net worth individuals | 281 | $981M | 82.6% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Keith Welty | Co Manager / Managing Director | CFP | Feb 2002 (25y) | ≈ 56.25% – 100% via Retirement Asset Management, Llc |
| Lars Lee Phillips | Member | CFP CFA | Apr 2012 (14y) | 10% – 25% |
| John Preston Osseward | Chief Operating Officer/Chief Compliance Officer | CFA | Apr 2014 (12y) | 10% – 25% |
| Nicholas Leo Wright | Member | Oct 2015 (11y) | 5% – 10% | |
| Aaren N Strand | Partner | CFP | Sep 2021 (5y) | Less than 5% |
| Alexander James Castaneda | Registered representative | May 2019 (7y) | ||
| Marisol B Fung | Registered representative | May 2022 (4y) | ||
| Raphael Luis Capili De Ocampo | Registered representative | CFP | Oct 2022 (4y) | |
| Courtney Sloane Gehrmann | Registered representative | CFP | Jan 2023 (4y) | |
| Saloni Gupta | Registered representative | CFP | Mar 2023 (3y) | |
| Samantha Viviane Torres | Registered representative | CFP | Jul 2023 (3y) | |
| Alexander Ostergard Krider | Registered representative | CFP | Jan 2024 (3y) | |
| Katelynn Anne Toth | Registered representative | CFP | May 2024 (2y) | |
| Tiffany Chiang Stoner | Registered representative | CFP | Oct 2024 (2y) | |
| Madison Williams | Registered representative | CFP | Jun 2025 (1y) | |
| Kaitlynn Ann Marie Burnett | Registered representative | CFP | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Retirement Asset Management, Llc | Owner | Jan 2012 | A | 75% or more |
Estimated effective ownership (look-through of filed bands):
- David Keith Welty: 75% – 100% of Retirement Asset Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $534M (45% of AUM) Mar 2026
- Fidelity Brokerage Services $400M (34% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗