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Wealth Manager · Boutique (under $100M)
CRD 160276
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $46.9M
- Discretionary
- $46.9M
- Clients
- 266
- Avg AUM / client
- $176K
- Accounts
- 380
- Employees
- 3
AUM over time
$46.9M
$149M
Dec 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 249 | $28.3M | 60.3% |
| High net worth individuals | 17 | $18.6M | 39.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $46.9M (100% of AUM) Mar 2026
- John Hancock Investment Management Distributors Llc $18.6M (12% of AUM) Mar 2023
- John Hancock Retirement Services $14.5M (10% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.