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Wealth Manager · Mid-sized ($1B–$10B)
CRD 159347
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ADV data as of Mar 23, 2026
- Regulatory AUM
- $3.8B
- Discretionary
- $3.8B
- Clients
- 2,058
- Avg AUM / client
- $1.8M
- Accounts
- 5,128
- Employees
- 29
AUM over time
$500K
$3.8B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 749 | $264M | 6.99% |
| High net worth individuals | 1,309 | $3.5B | 93.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $3.5B (94% of AUM) Mar 2026
- Fidelity Brokerage Services $204M (10% of AUM) Feb 2023
- Fidelity Distributors Company Llc $170M (11% of AUM) Jun 2020
- Fidelity Investments Institutional Services Company, Inc. $126M (11% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.