Jag Capital Management Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.8B
- Clients
- 1,068
- Avg AUM / client
- $1.8M
- Accounts
- 1,675
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 284 | $69.6M | 3.66% |
| High net worth individuals | 101 | $351M | 18.5% |
| Investment companies | 1 | $45.2M | 2.38% |
| Pension and profit sharing plans | 11 | $223M | 11.7% |
| Charitable organizations | 42 | $523M | 27.5% |
| Insurance companies | Fewer than 5 clients | $165M | 8.7% |
| Corporations and other businesses | 16 | $132M | 6.91% |
| Other | 613 | $393M | 20.6% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Parsons Blewett Memorial Fund EIN 436003267 | Saint Louis, MO | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 2024 | |
| Keeley Construction Group, Inc. 401(k) Profit Sharing Plan Keeley Construction Group, Inc. | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mertz, Deborah, Wynne | Chief Financial Officer | Sep 2011 (15y) | Less than 5% | |
| Norman Benedict Conley | Chief Executive Officer/Chief Investment Officer | Sep 2011 (15y) | ≈ 56.25% – 100% via Ja Glynn & Co | |
| Roberta Jolene Maue | Senior Vice President, Director Of Portfolio Operations And Trading | Sep 2011 (15y) | Less than 5% | |
| Alfieri, Denise, Diane | Chief Compliance Officer | Jul 2021 (5y) | Less than 5% | |
| Hurt, Kate, Anne | Senior Vice President Of Operations | Sep 2021 (5y) | Less than 5% | |
| Michael Phelan Walsh | Registered representative | Mar 2013 (13y) | ||
| David Joseph Patritti | Registered representative | Mar 2013 (13y) | ||
| James Gregory Sindelar | Registered representative | Mar 2013 (13y) | ||
| Matthew Robert Walsh | Registered representative | Mar 2013 (13y) | ||
| Sandra Jean Shotwell Cain | Registered representative | Mar 2013 (13y) | ||
| Alan Donald Vogt | Registered representative | Sep 2020 (6y) | ||
| Robert Michael Berger | Registered representative | Sep 2021 (5y) | ||
| George Margvelashvili | Registered representative | Oct 2021 (5y) | ||
| David William Kingston | Registered representative | Oct 2021 (5y) | ||
| Charles Seno O'rourke | Registered representative | CFA | Jul 2023 (3y) | |
| Gregory Ryan Dunn | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ja Glynn & Co | Managing Member/Shareholder | Sep 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Norman Benedict Conley: 75% – 100% of Ja Glynn & Co × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Operative Plasterers & Cement Masons Officers & Employees Pension Fund | Operative Plasterers & Cement Masons Off & Emp Pension Fund Trste | 325 | $109M | 01/01/2024 |
| Keeley Construction Group, Inc. 401(k) Profit Sharing Plan | Keeley Construction Group, Inc. | 558 | $36.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Parsons Blewett Memorial Fund | Public charity | $81.7M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $850M (45% of AUM) May 2026
- U.S. Bank $209M (13% of AUM) Dec 2024
- RBC $202M (11% of AUM) May 2026
- Fidelity Brokerage Services $142M (10% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗