United Capital Management Of Kansas, Inc.
- Regulatory AUM
- $885M
- Discretionary
- $827M
- Clients
- 1,655
- Avg AUM / client
- $535K
- Accounts
- 3,738
- Employees
- 46
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,286 | $262M | 29.6% |
| High net worth individuals | 316 | $547M | 61.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $31.2M | 3.53% |
| Pension and profit sharing plans | 6 | $11.4M | 1.28% |
| Charitable organizations | 16 | $23.1M | 2.61% |
| Corporations and other businesses | 30 | $10.2M | 1.15% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Red Neck Yacht Fund, Lp | Hedge Fund | Delaware | $0 | 0 |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad Mitchell Koehn | Owner | Jul 2011 (15y) | 75% or more | |
| Ryan Jay Kolzow | Registered Principal | Jan 2012 (15y) | 5% – 10% | |
| Jerad Ross Busch | Owner | CFP | Jan 2014 (13y) | 5% – 10% |
| Pombra, Manoj, Kumar | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Jared R Schamberger | Registered representative | Apr 2013 (13y) | ||
| Alan Edward Jilka | Registered representative | CFP | Sep 2013 (13y) | |
| Justin Rex Schamberger | Registered representative | Jun 2015 (11y) | ||
| Christopher Craig Tripe | Registered representative | Nov 2016 (10y) | ||
| Raymond Eugene Haskell | Registered representative | Jun 2017 (9y) | ||
| Kyle Wayne Gordon | Registered representative | Feb 2018 (8y) | ||
| Steven L Plott | Registered representative | Apr 2018 (8y) | ||
| Bradley Wayne Blew | Registered representative | Feb 2019 (8y) | ||
| Shannon Renee Benish | Registered representative | Mar 2019 (7y) | ||
| Mark Joseph Halpin | Registered representative | May 2019 (7y) | ||
| Candice Graham | Registered representative | Mar 2021 (5y) | ||
| Ronald David Ward | Registered representative | Apr 2021 (5y) | ||
| Tanner Rees Jackman | Registered representative | Aug 2021 (5y) | ||
| Nathan Weigel | Registered representative | Jan 2022 (5y) | ||
| Cole Matthew Graham | Registered representative | Dec 2023 (3y) | ||
| Joshua Lawrence Weiser | Registered representative | Apr 2025 (1y) | ||
| Landen Jacob Allen | Registered representative | Sep 2025 (1y) | ||
| Miller Covington Barnett | Registered representative | Sep 2025 (1y) | ||
| Dawson Stephen Wood | Registered representative | Feb 2026 (0y) | ||
| Francis Xavier Schafer | Registered representative | Feb 2026 (0y) | ||
| Elisha Diane Friess | Registered representative | Apr 2026 (0y) | ||
| Jeffrey D. Hardiek | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Red Neck Yacht Fund, Lp | Hedge Fund | $0 | $250K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.44 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") ALLEGED THAT CHAD KOEHN PARTICIPATED IN PRIVATE SECURITIES TRANSACTIONS WITHOUT PROVIDING NOTICE TO OR RECEIVING PRIOR APPROVAL FROM SA STONE WEALTH MANAGEMENT INC. IN VIOLATION OF FINRA RULES 3280 AND 2010. WITHOUT ADMITTING OR DENYING THESE FINDINGS, MR. KOEHN ENTERED A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT ("AWC") WITH FINRA ON OCTOBER 21, 2022. PURSUANT TO THE AWC, MR. KOEHN CONSENTED TO A MONETARY FINE AND A TEMPORARY SUSPENSION FROM ASSOCIATING WITH ANY FINRA MEMBER IN ALL CAPACITIES. Status: Final Sanction Detail: SUSPENSION AS A GENERAL SECURITIES LICENSE IN ALL CAPACITIES FROM 11/7/22 TO 11/6/2023 Summary: THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ("FINRA") ALLEGED THAT CHAD KOEHN PARTICIPATED IN PRIVATE SECURITIES TRANSACTIONS WITHOUT PROVIDING NOTICE TO OR RECEIVING PRIOR APPROVAL FROM SA STONE WEALTH MANAGEMENT INC. IN VIOLATION OF FINRA RULES 3280 AND 2010. WITHOUT ADMITTING OR DENYING THESE FINDINGS, MR. KOEHN ENTERED A LETTER OF ACCEPTANCE, WAIVER, AND CONSENT ("AWC") WITH FINRA ON OCTOBER 21, 2022. PURSUANT TO THE AWC, MR. KOEHN CONSENTED TO A MONETARY FINE AND A TEMPORARY SUSPENSION FROM ASSOCIATING WITH ANY FINRA MEMBER IN ALL CAPACITIES.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $778M (88% of AUM) Mar 2026
- Intl Fcstone Financial Inc. $221M (98% of AUM) Jun 2020
- Stonex Financial Inc. $119M (39% of AUM) Apr 2023
- Fidelity Brokerage Services $20.4M (6% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗