Alphastar Capital Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 157423
· SEC file 801-72361
· Cornelius, NC
· WWW.ALPHASTARCM.COM
☆ Save with Pro
ADV data as of Jul 30, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 8,525
- Avg AUM / client
- $293K
- Accounts
- 15,795
- Employees
- 150
AUM over time
$28.2M
$2.5B
Nov 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8,051 | $1.4B | 57.8% |
| High net worth individuals | 415 | $791M | 31.7% |
| Pension and profit sharing plans | 20 | $48.5M | 1.94% |
| Charitable organizations | 13 | $3.8M | 0.15% |
| Other investment advisers | 5 | $201M | 8.04% |
| Corporations and other businesses | 21 | $8.8M | 0.35% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Financial Independence Corporation Retirement Plan Financial Independence Group, Llc | 2024 |
People (158)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Kenji Williams | Managing Partner | Apr 2011 (15y) | 10% – 25% | |
| Cain, Ericka, Adams | Member | Apr 2011 (15y) | 10% – 25% | |
| Cain, William, Henry | Member | Apr 2011 (15y) | 10% – 25% | |
| Cooper, James, Ryan | Member | Apr 2011 (15y) | 10% – 25% | |
| Johnson, Christi, Morgan | Trustee | Apr 2011 (15y) | ≈ 7.5% – 25% via Berry H Johnson Jr Family Trust | |
| Mullan, Michael, Evans | Member | Apr 2011 (15y) | 10% – 25% | |
| Parish, Anthony, John | Chief Investment Officer / Member | Apr 2019 (7y) | 5% – 10% | |
| Ross, Nicholas, Glenn | Member | Aug 2019 (7y) | 5% – 10% | |
| Furner, Laura, Beth | Chief Operations Officer | Feb 2021 (6y) | Less than 5% | |
| Starr, Julie, Wilburn | Chief Financial Officer | Nov 2023 (3y) | Less than 5% | |
| Stetz, Paul, Brian | President | Nov 2023 (3y) | Less than 5% | |
| Cassas, Anitra | General Counsel | Oct 2024 (2y) | Less than 5% | |
| Matthew Ashley Swendiman | Chief Compliance Officer | Chartered Financial Consultant CFA | Nov 2024 (2y) | Less than 5% |
| William David Hudson | Registered representative | Aug 2011 (15y) | ||
| Patrick Jude Seaman | Registered representative | Aug 2011 (15y) | ||
| David Alan Lopez | Registered representative | Aug 2011 (15y) | ||
| James Raymond Seaman | Registered representative | Nov 2011 (15y) | ||
| Victor Jerome Gray | Registered representative | Jan 2012 (15y) | ||
| Scott L Nelson | Registered representative | Dec 2013 (13y) | ||
| Charles Edward Neumaier | Registered representative | Jan 2014 (13y) | ||
| Jon Christian Yancey | Registered representative | Apr 2014 (12y) | ||
| Phillip P. Lawson | Registered representative | May 2015 (11y) | ||
| Robin Ann Cash | Registered representative | Mar 2016 (10y) | ||
| Crystal Marie Langdon | Registered representative | CFP | Jun 2017 (9y) | |
| David Richard Tillou | Registered representative | Nov 2017 (9y) | ||
| Jeffrey Allen Headrick | Registered representative | Jan 2018 (9y) | ||
| Brice W Payne | Registered representative | May 2018 (8y) | ||
| Shaun M Tarzy | Registered representative | Aug 2018 (8y) | ||
| Peter John May | Registered representative | CFP | Nov 2018 (8y) | |
| Ross S Rubin | Registered representative | Nov 2018 (8y) | ||
| Shawn Michael Sigler | Registered representative | Jul 2019 (7y) | ||
| Tanner J Ellsworth | Registered representative | Sep 2019 (7y) | ||
| Andrew Philip Barnett | Registered representative | Jan 2020 (7y) | ||
| Reid Mathews | Registered representative | CFP | Feb 2020 (6y) | |
| Richard Anthony Berry | Registered representative | Chartered Financial Consultant | Feb 2020 (6y) | |
| Colton Jeremiah Gentry | Registered representative | Apr 2020 (6y) | ||
| Logan Scott Sadler | Registered representative | Jun 2020 (6y) | ||
| Troy Michael Dipre | Registered representative | Jun 2020 (6y) | ||
| Brian R Bach | Registered representative | Jul 2020 (6y) | ||
| Scott James Jacob | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Rufus Mack Hunley | Registered representative | Oct 2020 (6y) | ||
| Justin Lea Dean | Registered representative | Nov 2020 (6y) | ||
| Logan Scott Ramer | Registered representative | Dec 2020 (6y) | ||
| Nicholas Bryant Smith | Registered representative | CFP | Dec 2020 (6y) | |
| Arron Price | Registered representative | Jan 2021 (6y) | ||
| Jonathan Patrick Blevins | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Colin James Hurst | Registered representative | CFP | Feb 2021 (5y) | |
| Luis Chase Lopez | Registered representative | CFP | Mar 2021 (5y) | |
| Thomas Joseph Dingley | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Paul Scott Taylor | Registered representative | Aug 2021 (5y) | ||
| George Langdon | Registered representative | Aug 2021 (5y) | ||
| Duke Michael Smith | Registered representative | Jan 2022 (5y) | ||
| Andrew Harris Ball | Registered representative | Jan 2022 (5y) | ||
| Robert Anthony Beargie | Registered representative | Feb 2022 (4y) | ||
| Kia Xiong Yang | Registered representative | Apr 2022 (4y) | ||
| Jake Robert Galligan | Registered representative | Jun 2022 (4y) | ||
| Debra Jeanne Carmody | Registered representative | Aug 2022 (4y) | ||
| Garrett Douglas Ray | Registered representative | Sep 2022 (4y) | ||
| David Ryan Spethmann | Registered representative | Oct 2022 (4y) | ||
| Sara Catherine Milam | Registered representative | Feb 2023 (3y) | ||
| Allen Douglas Ray | Registered representative | Chartered Financial Consultant | Mar 2023 (3y) | |
| Michael Brett Richardson | Registered representative | Mar 2023 (3y) | ||
| Michael Boggiano | Registered representative | Apr 2023 (3y) | ||
| Michael Allen Carpenter | Registered representative | Jun 2023 (3y) | ||
| Corey Ray Borchers | Registered representative | Jul 2023 (3y) | ||
| Eric Rogers Gaddy | Registered representative | Oct 2023 (3y) | ||
| Dexter Allan Mccormick | Registered representative | Dec 2023 (3y) | ||
| Brantley Patrick Claunch | Registered representative | Jan 2024 (3y) | ||
| Larry Allen Hyde | Registered representative | Jan 2024 (3y) | ||
| William Cole Blackburn | Registered representative | Feb 2024 (3y) | ||
| Friend Michael Williams | Registered representative | Feb 2024 (2y) | ||
| James Ryan Boggus | Registered representative | Mar 2024 (2y) | ||
| Donald Ray Rice | Registered representative | Mar 2024 (2y) | ||
| Lisa Lorraine Spurlock | Registered representative | Apr 2024 (2y) | ||
| Cynthia Rose Stewart | Registered representative | Chartered Financial Consultant | Apr 2024 (2y) | |
| Amanda E. Marton | Registered representative | May 2024 (2y) | ||
| Jordan Alexander Hunter | Registered representative | May 2024 (2y) | ||
| Matthew Riley Whitt | Registered representative | May 2024 (2y) | ||
| Jonathan Blake Burklund | Registered representative | May 2024 (2y) | ||
| Patrick Alexander Muldowney | Registered representative | Jun 2024 (2y) | ||
| Boyd Barnhardt | Registered representative | CFA | Jul 2024 (2y) | |
| Scott Matthew Sandell | Registered representative | Aug 2024 (2y) | ||
| Benjamin Richard Thomas Seaman | Registered representative | Aug 2024 (2y) | ||
| Nathan L Clark | Registered representative | Aug 2024 (2y) | ||
| Bjorn E Borg | Registered representative | CFP | Nov 2024 (2y) | |
| Stewart Swinton Smith | Registered representative | Dec 2024 (2y) | ||
| Joseph Mitchell Davies | Registered representative | Dec 2024 (2y) | ||
| Megan Z Culver | Registered representative | Dec 2024 (2y) | ||
| Joseph M Altman | Registered representative | Jan 2025 (2y) | ||
| Joseph Michael Sgroi | Registered representative | Jan 2025 (2y) | ||
| Michael James Kojonen | Registered representative | Jan 2025 (2y) | ||
| Greyson Whitney Geiler | Registered representative | Jan 2025 (2y) | ||
| Tyler Marshall Bennett | Registered representative | Feb 2025 (1y) | ||
| William Walker Ham | Registered representative | Feb 2025 (1y) | ||
| Trenton Kenneth Whalen | Registered representative | Mar 2025 (1y) | ||
| Zachary Alexander Popovec | Registered representative | Mar 2025 (1y) | ||
| Benjamin S. Schmidling | Registered representative | Mar 2025 (1y) | ||
| Michele Cash Thompson | Registered representative | Apr 2025 (1y) | ||
| Robert G Hammans | Registered representative | Apr 2025 (1y) | ||
| Marshall Williford | Registered representative | Apr 2025 (1y) | ||
| Jason Hathcock | Registered representative | May 2025 (1y) | ||
| Ethan M Bemis | Registered representative | May 2025 (1y) | ||
| Jarrod W Arnold | Registered representative | Jun 2025 (1y) | ||
| Samuel Eli Smith | Registered representative | Jul 2025 (1y) | ||
| Brendan James Remus | Registered representative | Jul 2025 (1y) | ||
| John Francis Woodard | Registered representative | Jul 2025 (1y) | ||
| Justin Douglas Champlain | Registered representative | CFP | Aug 2025 (1y) | |
| John L Steinmeyer | Registered representative | Aug 2025 (1y) | ||
| Stephen James Schneider | Registered representative | Aug 2025 (1y) | ||
| William Christopher Brumlow | Registered representative | Aug 2025 (1y) | ||
| Vincent Anthony Tizono | Registered representative | CFP | Sep 2025 (1y) | |
| Michael John Meilleur | Registered representative | Sep 2025 (1y) | ||
| Bradley Nicholas Nauman | Registered representative | Oct 2025 (1y) | ||
| Brett Douglas Anderson | Registered representative | Oct 2025 (1y) | ||
| Brian Paul Nauman | Registered representative | Oct 2025 (1y) | ||
| Lucas Graham Dengler | Registered representative | Oct 2025 (1y) | ||
| Michelle Lyn Holliday | Registered representative | Oct 2025 (1y) | ||
| Michael James Quinlan | Registered representative | Oct 2025 (1y) | ||
| Simon T. Hawkins | Registered representative | Oct 2025 (1y) | ||
| Ronald Dereck Blair | Registered representative | Oct 2025 (1y) | ||
| Reese Benjamin Kitchen | Registered representative | Nov 2025 (1y) | ||
| Zach Buettner | Registered representative | Nov 2025 (1y) | ||
| Eric Vaughn Craven | Registered representative | Dec 2025 (1y) | ||
| Jason Mark Weckel | Registered representative | Dec 2025 (1y) | ||
| Robert Kenneth Leatherwood | Registered representative | Dec 2025 (1y) | ||
| Phillip Thomas Bloyd | Registered representative | Dec 2025 (1y) | ||
| Robin Stacey House | Registered representative | Dec 2025 (1y) | ||
| Christopher Douglas Risher | Registered representative | Dec 2025 (1y) | ||
| Lee W Northern | Registered representative | CFP | Dec 2025 (1y) | |
| Dustin Robert Stanley | Registered representative | Dec 2025 (1y) | ||
| Hunter O Matthews | Registered representative | Dec 2025 (1y) | ||
| Justin Lee Pierce | Registered representative | Dec 2025 (1y) | ||
| Nicholas Schreck | Registered representative | Jan 2026 (1y) | ||
| Katherine Marie Beargie | Registered representative | Jan 2026 (1y) | ||
| Russell Grady Morris | Registered representative | Jan 2026 (1y) | ||
| James Lincoln Wynn | Registered representative | Jan 2026 (1y) | ||
| Michael Jerome Allen | Registered representative | Feb 2026 (0y) | ||
| Shaun Davis Mathena | Registered representative | Feb 2026 (0y) | ||
| Austin Chandler Dixon | Registered representative | Feb 2026 (0y) | ||
| James C Sweasy | Registered representative | Feb 2026 (0y) | ||
| Casey Kellen Mc Intyre | Registered representative | CFA | Feb 2026 (0y) | |
| Mark Gordon Huhta | Registered representative | Mar 2026 (0y) | ||
| Matt John Milosevich | Registered representative | Mar 2026 (0y) | ||
| Joshua J Gussler | Registered representative | Mar 2026 (0y) | ||
| Emilee L. Eppler | Registered representative | Mar 2026 (0y) | ||
| Michelle Tokunaga | Registered representative | Mar 2026 (0y) | ||
| Tate Johnson Hullett | Registered representative | Apr 2026 (0y) | ||
| Morgan D Stinchfield | Registered representative | Apr 2026 (0y) | ||
| Hugh C Bishop | Registered representative | Apr 2026 (0y) | ||
| Krista Piazza | Registered representative | May 2026 (0y) | ||
| Alisha Wright | Registered representative | May 2026 (0y) | ||
| Allen Taylor Mc Croskey | Registered representative | May 2026 (0y) | ||
| Brian Richard De Vries | Registered representative | May 2026 (0y) | ||
| David Clifford Hall | Registered representative | Jun 2026 (0y) | ||
| Erica Hall | Registered representative | Jun 2026 (0y) | ||
| Kole John Kuczynski | Registered representative | Jun 2026 (0y) | ||
| Christopher M Stout | Registered representative | Jun 2026 (0y) | ||
| Matthew M Strzelczyk | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Berry H Johnson Jr Family Trust | Member | Apr 2011 | A | 10% – 25% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Johnson, Christi, Morgan: 75% – 100% of Berry H Johnson Jr Family Trust × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Financial Independence Corporation Retirement Plan | Financial Independence Group, Llc | 192 | $19.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 1.47 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.3B (94% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗