Fischer Investment Strategies, Llc
- Regulatory AUM
- $252M
- Discretionary
- $252M
- Clients
- 418
- Avg AUM / client
- $603K
- Accounts
- 1,125
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Feb 11, 2026
Investments (13F portfolio — 45 positions, $171,388,708)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US MKTWIDE VALUE | $20,716,242 | 427,492 | 12.1% | 8.22% |
| 2 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $20,152,580 | 719,735 | 11.8% | 8.0% |
| 3 | Dimensional Etf Trust | INTERNATNAL VAL | $18,883,500 | 357,778 | 11.0% | 7.5% |
| 4 | Invesco Exch Traded Fd Tr Ii | S&P 500 MOMNTM | $17,057,936 | 152,154 | 9.95% | 6.77% |
| 5 | Ea Series Trust | ALPHA ARCH 1-3 | $10,345,158 | 88,960 | 6.04% | 4.11% |
| 6 | Dimensional Etf Trust | INTL SMALL CAP V | $9,566,682 | 242,563 | 5.58% | 3.8% |
| 7 | First Tr Exchange Traded Fd | RBA INDL ETF | $6,894,855 | 62,239 | 4.02% | 2.74% |
| 8 | Invesco Exchange Traded Fd T | AEROSPACE DEFN | $5,489,165 | 33,127 | 3.2% | 2.18% |
| 9 | Exchange Traded Concepts Tru | RANGE NUCLEAR RE | $5,265,073 | 80,053 | 3.07% | 2.09% |
| 10 | Etf Ser Solutions | DEFIANCE QUANTUM | $5,210,929 | 48,564 | 3.04% | 2.07% |
| 11 | Uscf Etf Tr | MIDSTREAM ENERGY | $4,865,662 | 83,046 | 2.84% | 1.93% |
| 12 | State Str Spdr S&P 500 Etf T | TR UNIT | $4,720,912 | 7,259 | 2.75% | 1.87% |
| 13 | Dimensional Etf Trust | US EQUITY MARKET | $4,503,081 | 63,504 | 2.63% | 1.79% |
| 14 | T Rowe Price Etf Inc | ULTRA SHRT TRM | $3,550,766 | 71,372 | 2.07% | 1.41% |
| 15 | Dimensional Etf Trust | EMERGING MKTS HI | $3,384,474 | 100,162 | 1.97% | 1.34% |
| 16 | Invesco Qqq Tr | UNIT SER 1 | $3,320,648 | 5,753 | 1.94% | 1.32% |
| 17 | Ishares Inc | MSCI WORLD ETF | $3,240,444 | 18,000 | 1.89% | 1.29% |
| 18 | Dimensional Etf Trust | EMGR CRE EQT MNG | $2,981,588 | 88,056 | 1.74% | 1.18% |
| 19 | Spdr Series Trust | STATE STREET SPD | $2,275,263 | 21,065 | 1.33% | 0.9% |
| 20 | Vanguard World Fd | MEGA GRWTH IND | $2,044,196 | 5,563 | 1.19% | 0.81% |
| 21 | First Tr Exchange Traded Fd | FT VEST RIS | $1,870,388 | 73,205 | 1.09% | 0.74% |
| 22 | Ishares Tr | GLOBAL 100 ETF | $1,522,151 | 12,583 | 0.89% | 0.6% |
| 23 | Nvidia Corporation | COM | $1,468,302 | 8,419 | 0.86% | 0.58% |
| 24 | Dimensional Etf Trust | US SMALL CAP ETF | $1,411,219 | 19,840 | 0.82% | 0.56% |
| 25 | Berkshire Hathaway Inc Del | CL B NEW | $1,388,722 | 2,898 | 0.81% | 0.55% |
Top 25 of 45 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 331 | $101M | 40.0% |
| High net worth individuals | 87 | $149M | 59.3% |
| Charitable organizations | Fewer than 5 clients | $12.4K | 0.0% |
| Corporations and other businesses | Fewer than 5 clients | $1.8M | 0.73% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Theodore James Fischer | Managing Member & Chief Compliance Officer | CFP | Dec 2011 (15y) | 75% or more |
| Dean Julian | Registered representative | Jan 2018 (9y) | ||
| Jessica Mae Ash | Registered representative | Jun 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $243M (96% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗