Mountain Capital Investment Advisors Inc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 156660
· SEC file 801-110107
· Westminster, CO
· www.linkedin.com
☆ Save with Pro
ADV data as of Jul 21, 2026
- Regulatory AUM
- $929M
- Discretionary
- $929M
- Clients
- 1,191
- Avg AUM / client
- $780K
- Accounts
- 3,631
- Employees
- 17
AUM over time
$135M
$929M
Dec 2016
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 883 | $299M | 32.2% |
| High net worth individuals | 308 | $629M | 67.7% |
| Charitable organizations | Fewer than 5 clients | $398K | 0.04% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan Spirit Airlines, Inc. | 2024 | |
| Colorado Permanente Medical Group, P.C. 401(k) Plan Colorado Permanente Medical Group, P.C. | 2024 | |
| Frontier Airlines, Inc. 401(k) Retirement Plan Frontier Airlines, Inc. | 2024 | |
| Skywest, Inc. Employees' Retirement Plan Skywest, Inc. | 2024 | |
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 | |
| Republic Airways Holdings Inc. 401(k) Plan Republic Airways Holdings Inc. | 2024 | |
| Jetblue Airways Retirement Plan Jetblue Airways Corporation | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| Delta 401(k) Retirement Plan For Pilots Delta Air Lines, Inc. | 2024 | |
| Farallon Capital Management Profit Sharing And 401(k) Savings Plan Farallon Capital Management, L.L.C. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandt Phillip Burns | Manager | Feb 2011 (16y) | 25% – 50% | |
| Michelle Lee Burns | Secretary | Jan 2015 (12y) | 25% – 50% | |
| Tarry, Jordan, Stuart | Financial Advisor | Jan 2018 (9y) | Less than 5% | |
| Narvel Isaia Casas | President | CFP | May 2020 (6y) | Less than 5% |
| Brian Jay Quint | Chief Compliance Officer | CFP | Jul 2020 (6y) | Less than 5% |
| Karl Richard Spurzem | Registered representative | CFA | Jul 2017 (9y) | |
| Michael J Pollard | Registered representative | Nov 2020 (6y) | ||
| Adam A Allgaier | Registered representative | Feb 2021 (5y) | ||
| John Robert Strunc | Registered representative | CFP | Sep 2022 (4y) | |
| Conner Scott Murray | Registered representative | Jan 2025 (2y) | ||
| John Anthony Rockeman | Registered representative | Jan 2025 (2y) | ||
| Ryan Michael Buffone | Registered representative | Feb 2025 (1y) | ||
| Parker Brandt Balstad | Registered representative | Feb 2025 (1y) | ||
| Jason Randolph Saul | Registered representative | May 2025 (1y) | ||
| Savannah Chacon | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Taylor Elizabeth Schuerman | Registered representative | Nov 2025 (1y) | ||
| Zachary Robert Rhodes | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Merchant Investment Management, Llc | Private Partnership | Jan 2022 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Spirit Airlines, Inc. Pilots' Retirement Savings Plan | Spirit Airlines, Inc. | 3,199 | $1.2B | 01/01/2024 |
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | 1,259 | $1.0B | 01/01/2024 |
| Frontier Airlines, Inc. 401(k) Retirement Plan | Frontier Airlines, Inc. | 7,716 | $962M | 01/01/2024 |
| Skywest, Inc. Employees' Retirement Plan | Skywest, Inc. | 15,517 | $1.4B | 01/01/2024 |
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Republic Airways Holdings Inc. 401(k) Plan | Republic Airways Holdings Inc. | 6,342 | $578M | 01/01/2024 |
| Jetblue Airways Retirement Plan | Jetblue Airways Corporation | 23,089 | $5.4B | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| Delta 401(k) Retirement Plan For Pilots | Delta Air Lines, Inc. | 14,981 | $15.9B | 01/01/2024 |
| Farallon Capital Management Profit Sharing And 401(k) Savings Plan | Farallon Capital Management, L.L.C. | 275 | $305M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $806M (87% of AUM) May 2026
- Fidelity Brokerage Services $101M (11% of AUM) May 2026
- National Financial Services (Fidelity) $30.0M (12% of AUM) Sep 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗