The Mather Group, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 156005
· SEC file 801-72156
· Chicago, IL
· WWW.LINKEDIN.COM
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $13.4B
- Discretionary
- $12.6B
- Clients
- 4,773
- Avg AUM / client
- $2.8M
- Accounts
- 15,200
- Employees
- 186
AUM over time
$215M
$13.4B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Asset allocation (SMA assets by investment type)
as of Jul 16, 2026
Registered investment companies (funds/ETFs)
$10.2B
76%
Exchange-traded equities
$1.6B
12%
US government & agency bonds
$538M
4%
State & local bonds
$403M
3%
Investment-grade corporate bonds
$269M
2%
Cash & equivalents
$269M
2%
Other
$134M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 1,887 positions, $10,023,881,813)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LCAP GR ETF | $1,267,998,738 | 43,528,965 | 12.6% | 9.43% |
| 2 | Schwab Strategic Tr | US LCAP VA ETF | $1,077,911,458 | 35,341,359 | 10.8% | 8.02% |
| 3 | Vanguard Intl Equity Index F | FTSE EUROPE ETF | $721,325,774 | 8,750,768 | 7.2% | 5.36% |
| 4 | Vanguard Intl Equity Index F | FTSE PACIFIC ETF | $578,731,043 | 5,921,734 | 5.77% | 4.3% |
| 5 | Dimensional Etf Trust | EMGR CRE EQT MNG | $409,287,883 | 12,087,652 | 4.08% | 3.04% |
| 6 | Vanguard Scottsdale Fds | MTG-BKD SECS ETF | $343,475,669 | 7,315,776 | 3.43% | 2.55% |
| 7 | Spdr Series Trust | STATE STREET SPD | $340,911,293 | 11,895,021 | 3.4% | 2.54% |
| 8 | Vanguard Bd Index Fds | INTERMED TERM | $285,602,409 | 3,700,472 | 2.85% | 2.12% |
| 9 | Dimensional Etf Trust | US SMALL CAP VAL | $230,136,091 | 6,567,811 | 2.3% | 1.71% |
| 10 | Vanguard Index Fds | VALUE ETF | $226,776,220 | 1,155,842 | 2.26% | 1.69% |
| 11 | Dimensional Etf Trust | INTL SMALL CAP V | $226,544,769 | 5,744,036 | 2.26% | 1.68% |
| 12 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $224,682,234 | 2,834,392 | 2.24% | 1.67% |
| 13 | Spdr Series Trust | STATE STREET SPD | $216,344,457 | 8,226,025 | 2.16% | 1.61% |
| 14 | Vanguard Index Fds | GROWTH ETF | $213,759,263 | 489,387 | 2.13% | 1.59% |
| 15 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $198,178,539 | 4,344,115 | 1.98% | 1.47% |
| 16 | Vanguard Index Fds | SML CP GRW ETF | $182,520,187 | 603,872 | 1.82% | 1.36% |
| 17 | Vanguard Index Fds | SM CP VAL ETF | $136,758,666 | 629,499 | 1.36% | 1.02% |
| 18 | Ishares Tr | CORE INTL AGGR | $130,778,477 | 2,613,479 | 1.3% | 0.97% |
| 19 | Vanguard Index Fds | TOTAL STK MKT | $100,307,652 | 312,670 | 1.0% | 0.75% |
| 20 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $94,628,349 | 1,750,756 | 0.94% | 0.7% |
| 21 | Vanguard Scottsdale Fds | INT-TERM CORP | $82,738,013 | 999,855 | 0.83% | 0.62% |
| 22 | Ishares Tr | CORE MSCI EURO | $69,750,822 | 992,612 | 0.7% | 0.52% |
| 23 | Schwab Strategic Tr | EMRG MKTEQ ETF | $68,581,631 | 2,081,385 | 0.68% | 0.51% |
| 24 | Vanguard Whitehall Fds | EM MK GOV BD ETF | $64,233,583 | 977,829 | 0.64% | 0.48% |
| 25 | Ishares Tr | CORE US AGGBD ET | $61,608,668 | 620,617 | 0.61% | 0.46% |
Top 25 of 1,887 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,897 | $1.2B | 9.1% |
| High net worth individuals | 2,876 | $12.2B | 90.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.5M | 0.01% |
| Charitable organizations | Fewer than 5 clients | $1.7M | 0.01% |
| Corporations and other businesses | Fewer than 5 clients | $4.8M | 0.04% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (123)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kristen Rebecca Oziemkowski | Chief Operations Officer, Business Operations/Solutions | Sep 2017 (9y) | Less than 5% | |
| Bryant, Daniel, Rees | Manager | Mar 2022 (4y) | Less than 5% | |
| Castleforte, Michael, Daniel | Vice President And Assistant Secretary / Manager | Mar 2022 (4y) | Less than 5% | |
| Krehbiel, Jay, F. | Manager | Mar 2022 (4y) | Less than 5% | |
| Popp, Pamela, Ann | Manager | Mar 2022 (4y) | Less than 5% | |
| Rapoport, Boris, Eugene | Vice President And Assistant Secretary / Manager | Mar 2022 (4y) | Less than 5% | |
| Walker, Cyrus, Dibble | Manager | Mar 2022 (4y) | Less than 5% | |
| Skinner Ricketts, Brooke | Manager | Jul 2022 (4y) | Less than 5% | |
| Thomas, Shundrawn, Antwarn | Manager | Jul 2022 (4y) | Less than 5% | |
| Wickert, Ryan, Matthew | Chief Financial Officer | Nov 2022 (4y) | Less than 5% | |
| Evans, Stuart, Ashley | Chief Compliance Officer | Apr 2023 (3y) | Less than 5% | |
| Jennifer Alisa Des Groseilliers | Chief Executive Officer | Feb 2024 (2y) | Less than 5% | |
| Brian Michael Schmehil | Registered representative | CFP | Feb 2011 (15y) | |
| Michael Andrew Ryabik | Registered representative | Feb 2011 (15y) | ||
| Dawn Marie Cornwall | Registered representative | Mar 2011 (15y) | ||
| James Remington Perkins | Registered representative | Aug 2015 (11y) | ||
| Richard Alan Megica | Registered representative | CFP Chartered Financial Consultant | Mar 2017 (9y) | |
| Adam Charles Spector | Registered representative | CFP | Jul 2017 (9y) | |
| Christopher Robert Fischer | Registered representative | CFP | Jul 2017 (9y) | |
| Scott Alton Ueckert | Registered representative | Apr 2018 (8y) | ||
| William Chamberlin Kirk | Registered representative | CFP | Jan 2019 (8y) | |
| Amy Marie Parks | Registered representative | CFP | Feb 2019 (7y) | |
| Randall Braziel | Registered representative | CFP | Mar 2019 (7y) | |
| Jonathan Raymond Gussick | Registered representative | CFP CFA | Apr 2019 (7y) | |
| Matthew Francis Kahovec | Registered representative | CFP | May 2019 (7y) | |
| Brian Lee Hayes | Registered representative | Jun 2019 (7y) | ||
| Kenneth Alan Golden | Registered representative | Sep 2019 (7y) | ||
| Moses Park | Registered representative | CFP | Sep 2019 (7y) | |
| Kevin Terrell Allman | Registered representative | CFP | Sep 2019 (7y) | |
| Frank Anthony Pecucci | Registered representative | Dec 2019 (7y) | ||
| Michael Reyen Kovalsky | Registered representative | CFP | Mar 2020 (6y) | |
| Cody Wesley Dunifon | Registered representative | CFP | May 2020 (6y) | |
| Robert Bryan Hankla | Registered representative | CFP | Jun 2020 (6y) | |
| Bradley Shane Phillips | Registered representative | CFP | Jun 2020 (6y) | |
| Elisa A. Fierro | Registered representative | CFP | Aug 2020 (6y) | |
| Joshua Alexander Carucci | Registered representative | Sep 2020 (6y) | ||
| Joshua R Mason | Registered representative | Oct 2020 (6y) | ||
| Natalya Susan Christy | Registered representative | CFP | Nov 2020 (6y) | |
| Sean Marcus Brown | Registered representative | CFP | Nov 2020 (6y) | |
| Emily Kristin Forst | Registered representative | CFP | Jan 2021 (6y) | |
| Rachel Roseberry Ballengee | Registered representative | CFP | Apr 2021 (5y) | |
| Laura Marie Sweeney | Registered representative | Aug 2021 (5y) | ||
| Ying Ying Huang | Registered representative | CFP | Aug 2021 (5y) | |
| Katie Lynne Milojevich | Registered representative | CFP | Nov 2021 (5y) | |
| Mark Kevin Nichol | Registered representative | CFP | Jan 2022 (5y) | |
| Logan Edwards Green | Registered representative | CFP | Jan 2022 (5y) | |
| Megan Elizabeth Mccarthy | Registered representative | CFP | Jan 2022 (5y) | |
| Matthew Cole Greer | Registered representative | CFP | Jan 2022 (5y) | |
| Morgan Christine Browne | Registered representative | CFP | Mar 2022 (4y) | |
| Philip Timothy Johnston | Registered representative | CFP | Mar 2022 (4y) | |
| Claire Janelle Davis | Registered representative | Apr 2022 (4y) | ||
| Samuel John Hutchison | Registered representative | CFP | Apr 2022 (4y) | |
| Kelly Carpenter | Registered representative | CFP | Apr 2022 (4y) | |
| Alexia Cher Larson | Registered representative | CFA | Aug 2022 (4y) | |
| Karla Jean Mcavoy | Registered representative | CFP | Aug 2022 (4y) | |
| Stephen Craig Biggs | Registered representative | CFP CFA | Aug 2022 (4y) | |
| Timothy Bruce Bates | Registered representative | CFP | Sep 2022 (4y) | |
| Suzanne Louise Bick | Registered representative | Oct 2022 (4y) | ||
| Michael I Hozian | Registered representative | Jan 2023 (4y) | ||
| Ryan M Gorman | Registered representative | CFP | May 2023 (3y) | |
| Carol Amelia Hoffman | Registered representative | CFP | May 2023 (3y) | |
| Deborah Lou Thocker | Registered representative | May 2023 (3y) | ||
| Katherine Mary Mcinerney | Registered representative | CFP | May 2023 (3y) | |
| Robert W Bartlett | Registered representative | CFP | May 2023 (3y) | |
| Michael Allen Curley | Registered representative | CFP | May 2023 (3y) | |
| Ryan Quinn | Registered representative | CFP | Jun 2023 (3y) | |
| Judith Nobue Hirotaka | Registered representative | CFP Chartered Financial Consultant | Jul 2023 (3y) | |
| Christopher J Nickoloff | Registered representative | Sep 2023 (3y) | ||
| Harrison Shibley | Registered representative | Nov 2023 (3y) | ||
| Linda L Dash | Registered representative | CFP | Jan 2024 (3y) | |
| Lucas Anthony Veldhuis | Registered representative | CFP | Feb 2024 (2y) | |
| Todd Michael Long | Registered representative | Mar 2024 (2y) | ||
| Josh Michael Bluerock | Registered representative | May 2024 (2y) | ||
| Ben M Petrie | Registered representative | Jun 2024 (2y) | ||
| Jesse Golik Meineke | Registered representative | Aug 2024 (2y) | ||
| Daniel S Jacobs | Registered representative | Sep 2024 (2y) | ||
| Courtney Lytton Fuller | Registered representative | Sep 2024 (2y) | ||
| Nolan Cicerrella | Registered representative | Sep 2024 (2y) | ||
| Grace Stewart | Registered representative | Sep 2024 (2y) | ||
| Patrick Simoncic | Registered representative | Sep 2024 (2y) | ||
| Matthew Kennedy | Registered representative | Oct 2024 (2y) | ||
| Thomas Robert Hagerman | Registered representative | Oct 2024 (2y) | ||
| Adam Joseph Recker | Registered representative | CFP CFA | Nov 2024 (2y) | |
| Bailey Yablonsky | Registered representative | Nov 2024 (2y) | ||
| Daxton Debrow | Registered representative | Nov 2024 (2y) | ||
| Jayson Cort Jaquess | Registered representative | CFP | Nov 2024 (2y) | |
| Catherine Flanagan Fortuna | Registered representative | Nov 2024 (2y) | ||
| Anna Maria Spurgin | Registered representative | Dec 2024 (2y) | ||
| Jack M Cahill | Registered representative | Dec 2024 (2y) | ||
| Brendan Gibson | Registered representative | Dec 2024 (2y) | ||
| Zachary Jordan Freitag | Registered representative | Mar 2025 (1y) | ||
| Andrew Jamison | Registered representative | Apr 2025 (1y) | ||
| Christopher George Snyder | Registered representative | Jun 2025 (1y) | ||
| Tyler Lamarre | Registered representative | Jun 2025 (1y) | ||
| Haitham Emanuel Ashoo | Registered representative | Jun 2025 (1y) | ||
| Jack Logan Barker | Registered representative | CFP | Jul 2025 (1y) | |
| Ann Elizabeth Garcia | Registered representative | CFP | Jul 2025 (1y) | |
| Scott Michael Emblen | Registered representative | CFP | Jul 2025 (1y) | |
| John B Ryan | Registered representative | Jul 2025 (1y) | ||
| Karly Rose Wakely | Registered representative | CFP | Jul 2025 (1y) | |
| Brian Lane | Registered representative | CFP | Oct 2025 (1y) | |
| Luis Robles | Registered representative | CFP | Oct 2025 (1y) | |
| Cherie Anderson Stokes | Registered representative | Nov 2025 (1y) | ||
| George Paul Mccuen | Registered representative | CFP | Nov 2025 (1y) | |
| Patrick Andrew Mccuen | Registered representative | Nov 2025 (1y) | ||
| Timothy Lee Ayles | Registered representative | Nov 2025 (1y) | ||
| Tonya West | Registered representative | CFP | Nov 2025 (1y) | |
| Robert John Blanusa | Registered representative | Dec 2025 (1y) | ||
| Kailan A Patel | Registered representative | Jan 2026 (1y) | ||
| Benjamin J Wozniak | Registered representative | Jan 2026 (1y) | ||
| August J Ericson | Registered representative | Jan 2026 (1y) | ||
| Andrew Albert Lichtenberger | Registered representative | CFP | Jan 2026 (1y) | |
| George M Joyaux | Registered representative | Jan 2026 (1y) | ||
| Samuel Albert Mercer | Registered representative | Jan 2026 (1y) | ||
| Timothy Andrew Knotts | Registered representative | CFP | Feb 2026 (0y) | |
| Robert Edward Hogan | Registered representative | CFP | Feb 2026 (0y) | |
| David J Hattas | Registered representative | Mar 2026 (0y) | ||
| Constantine Paul Slone | Registered representative | CFA | Apr 2026 (0y) | |
| Nicholas William Niemi | Registered representative | CFP | May 2026 (0y) | |
| Sean Thomas Sebold | Registered representative | CFP CFA | May 2026 (0y) | |
| Robin Jan Patinkin | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Shae Daniel Hess | Registered representative | CFP | Jun 2026 (0y) | |
| Michael Joseph Manning | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mather Holdings, Llc | Sole Member | Mar 2022 | A | 75% or more |
| Tvg Tmg Intermediate, Inc. | Sole Member | Mar 2022 | B | ≈ 56.25% – 100% via Mather Holdings, Llc |
| Tvg Tmg Topco, Inc. | Sole Stockholder | Mar 2022 | B | ≈ 42.19% – 100% via Tvg Tmg Intermediate, Inc. |
| Tvg Tmg Holdings, Llc | Sole Stockholder | Mar 2022 | B | ≈ 31.64% – 100% via Tvg Tmg Topco, Inc. |
| Tvg Tmg Aggregator, Llc | Member | Mar 2022 | B | ≈ 23.73% – 100% via Tvg Tmg Holdings, Llc |
| Vistria Fund Iv, Lp | Member | Mar 2022 | B | ≈ 11.87% – 75% via Tvg Tmg Aggregator, Llc |
| Vistria Fund Iv (Ft), Lp | Member | Mar 2022 | B | ≈ 5.93% – 50% via Tvg Tmg Aggregator, Llc |
| Vistria Gp Iv, Lp | General Partner | Jan 2021 | B | GP / trustee / elected manager of Vistria Fund Iv, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Tvg Tmg Intermediate, Inc.: 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Tvg Tmg Topco, Inc.: 75% – 100% of Tvg Tmg Intermediate, Inc. × 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Tvg Tmg Holdings, Llc: 75% – 100% of Tvg Tmg Topco, Inc. × 75% – 100% of Tvg Tmg Intermediate, Inc. × 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Tvg Tmg Aggregator, Llc: 75% – 100% of Tvg Tmg Holdings, Llc × 75% – 100% of Tvg Tmg Topco, Inc. × 75% – 100% of Tvg Tmg Intermediate, Inc. × 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Vistria Fund Iv, Lp: 50% – 75% of Tvg Tmg Aggregator, Llc × 75% – 100% of Tvg Tmg Holdings, Llc × 75% – 100% of Tvg Tmg Topco, Inc. × 75% – 100% of Tvg Tmg Intermediate, Inc. × 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Vistria Fund Iv (Ft), Lp: 25% – 50% of Tvg Tmg Aggregator, Llc × 75% – 100% of Tvg Tmg Holdings, Llc × 75% – 100% of Tvg Tmg Topco, Inc. × 75% – 100% of Tvg Tmg Intermediate, Inc. × 75% – 100% of Mather Holdings, Llc × 75% – 100% direct ≈ 5.93% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • A PERCENTAGE OF TOTAL NET WORTH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $7.4B (55% of AUM) Jul 2026
- Charles Schwab & Co. $5.9B (44% of AUM) Jul 2026
- National Financial Services (Fidelity) $1.4B (30% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗