Morin Private Client Group, Llc
- Regulatory AUM
- $716M
- Discretionary
- $81.3M
- Clients
- 80
- Avg AUM / client
- $9.0M
- Accounts
- 80
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 57 | $41.5M | 5.8% |
| High net worth individuals | 12 | $39.8M | 5.55% |
| Pension and profit sharing plans | 11 | $635M | 88.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Haliburton 401(k) Plan Haliburton International Foods, Inc. | 2024 | |
| Brickyard Healthcare 401(k) Profit Sharing Plan And Trust Brickyard, Lp | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Arthur Morin | Managing Member And Chief Compliance Officer | Sep 2010 (16y) | 75% or more | |
| Ann Marie Harrington | Registered representative | Feb 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Haliburton 401(k) Plan | Haliburton International Foods, Inc. | 121 | $4.6M | 01/01/2024 |
| Brickyard Healthcare 401(k) Profit Sharing Plan And Trust | Brickyard, Lp | 3,659 | $12.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- T. Rowe Price Investment Services, Inc. $647M (90% of AUM) Mar 2026
- Fidelity Brokerage Services $111M (18% of AUM) Mar 2024
- TD Ameritrade $17.0M (25% of AUM) May 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗