Providence Wealth Advisors, Llc
- Regulatory AUM
- $684M
- Discretionary
- $684M
- Clients
- 653
- Avg AUM / client
- $1.0M
- Accounts
- 1,384
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 617 | $646M | 94.3% |
| Charitable organizations | 8 | $10.8M | 1.57% |
| Corporations and other businesses | 28 | $28.0M | 4.08% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Inline Electric 401(k) Plan And Trust Inline Electric Supply Co., Inc. | Huntsville, AL | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gery Joseph Sadzewicz | Chief Compliance Officer | Apr 2010 (16y) | Less than 5% | |
| Douglas Anthony Degroot | Manager | CFP | May 2010 (16y) | Less than 5% |
| Brian Granato | Registered representative | Jul 2010 (16y) | ||
| Nicole Lynn Smit | Registered representative | Jan 2014 (13y) | ||
| Laura Marie Fasan | Registered representative | Oct 2017 (9y) | ||
| Jay David Faler | Registered representative | Dec 2017 (9y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Providence Bank Llc | Sole Member | May 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Inline Electric 401(k) Plan And Trust | Inline Electric Supply Co., Inc. | 480 | $25.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $684M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗