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Wealth Manager · Small ($100M–$1B)
CRD 153350
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ADV data as of Jan 20, 2026
- Regulatory AUM
- $335M
- Discretionary
- $328M
- Clients
- 242
- Avg AUM / client
- $1.4M
- Accounts
- 759
- Employees
- 6
AUM over time
$114M
$335M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 124 | $44.1M | 13.1% |
| High net worth individuals | 118 | $284M | 84.5% |
| Pension and profit sharing plans | Fewer than 5 | $6.0M | 1.78% |
| Charitable organizations | Fewer than 5 | $163K | 0.05% |
| Corporations and other businesses | Fewer than 5 | $1.6M | 0.48% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- SEI Private Trust $300M (89% of AUM) Jan 2026
- Sei Investments Distribution Co. $295M (91% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.