Ipg Investment Advisors, Llc
- Regulatory AUM
- $4.1B
- Discretionary
- $2.9B
- Clients
- 1,282
- Avg AUM / client
- $3.2M
- Accounts
- 1,273
- Employees
- 39
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 762 | $1.3B | 30.6% |
| Pooled investment vehicles (non-investment companies) | 9 | $666M | 16.1% |
| Pension and profit sharing plans | 4 | $3.4M | 0.08% |
| Charitable organizations | 4 | $874K | 0.02% |
| Corporations and other businesses | 503 | $2.2B | 53.2% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $211M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Certum Alternative Income | Other Private Fund | Cayman Islands | $86.9M | 144 |
| Ipg Alt Fund | Other Private Fund | Cayman Islands | $85.9M | 80 |
| Ipg Go Fund | Other Private Fund | Cayman Islands | $28.1M | 410 |
| Ipg Alternative Investments Fund Us Lp | Other Private Fund | Delaware | $8.0M | 20 |
| Ipg Secondary I, Lp | Other Private Fund | Delaware | $2.0M | 10 |
People (42)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gonzalez Rubio, Jose, Guadalupe | Shareholder | Oct 1978 (48y) | 75% or more of Themis Investment (indirect) | |
| Alfonso Aldrete | Member | Jan 2010 (17y) | 10% – 25% | |
| Alberto Benrey | Member/Chief Executive Officer | Oct 2010 (16y) | 10% – 25% | |
| Adolfo Gonzalezrubio | Member/Chairman | Dec 2011 (15y) | 25% – 50% | |
| Soto Aceves, Martha, Elizabeth | Cfo | Dec 2015 (11y) | Less than 5% | |
| Darius Nmn Lashkari | Chief Compliance Officer | Apr 2021 (5y) | Less than 5% | |
| Mauricio U Assael | Registered representative | Oct 2016 (10y) | ||
| Carlos Martinez | Registered representative | Oct 2016 (10y) | ||
| Francisco Javier Arrangoiz | Registered representative | Apr 2019 (7y) | ||
| Rocio C Harb | Registered representative | Jul 2019 (7y) | ||
| Mildred Lopez | Registered representative | Feb 2020 (6y) | ||
| Juan Lorenzo De La Garza | Registered representative | Apr 2021 (5y) | ||
| Larissa Ceron | Registered representative | Feb 2022 (4y) | ||
| Armando Garza Wilson | Registered representative | Jan 2023 (4y) | ||
| Hector Francisco Munguia Romo | Registered representative | Jan 2023 (4y) | ||
| Javier C Vargas | Registered representative | Jan 2023 (4y) | ||
| Maria Jimena Montes De Oca | Registered representative | Jan 2023 (4y) | ||
| Abraham Rodriguez Tostado | Registered representative | Jan 2023 (4y) | ||
| Adolfo Gonzalez Rubio | Registered representative | Jan 2023 (4y) | ||
| Adrian Gonzalez | Registered representative | Jan 2023 (4y) | ||
| Alejandrina Trasvina Huerta | Registered representative | Jan 2023 (4y) | ||
| Antonio Sacido | Registered representative | Jan 2023 (4y) | ||
| Carlos Francisco Figueroa Ramirez | Registered representative | Jan 2023 (4y) | ||
| Eduardo Alaman | Registered representative | Jan 2023 (4y) | ||
| Francisco Xavier Sanchez Gavito | Registered representative | Jan 2023 (4y) | ||
| Gerardo Arizpe Aguirre | Registered representative | Jan 2023 (4y) | ||
| Hugo Prebben Ramirez | Registered representative | Jan 2023 (4y) | ||
| Jose Roberto Lopez Gonzalez | Registered representative | Jan 2023 (4y) | ||
| Luisa Josefina Serena | Registered representative | Jan 2023 (4y) | ||
| Mauricio N Gomez | Registered representative | Jan 2023 (4y) | ||
| Rafael Benrey Grinberg | Registered representative | Jan 2023 (4y) | ||
| Guillermo Jose Fernandez | Registered representative | Apr 2023 (3y) | ||
| Hector Francisco Munguia Valenzuela | Registered representative | Apr 2023 (3y) | ||
| Christopher Ellison Baeza | Registered representative | Apr 2023 (3y) | ||
| Juan Pablo Correa Bayardo | Registered representative | May 2023 (3y) | ||
| Stephanie Nunez | Registered representative | Jun 2023 (3y) | ||
| Gerardo Morfin Vela | Registered representative | Oct 2024 (2y) | ||
| Juan Pablo Morfin Rodriguez | Registered representative | Nov 2024 (2y) | ||
| David Mayer Guss | Registered representative | Jan 2025 (2y) | ||
| Alex Matar Agundis | Registered representative | Jul 2025 (1y) | ||
| Nicolas Guido Schreiber | Registered representative | Feb 2026 (0y) | ||
| Fernando Rodriguez Mosquera | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Themis Investment Inc. | Member | Jan 2010 | A | 10% – 25% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $211M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Certum Alternative Income | Other Private Fund | $86.9M | $50.0K | 144 |
| Ipg Alt Fund | Other Private Fund | $85.9M | $100K | 80 |
| Ipg Go Fund | Other Private Fund | $28.1M | $100K | 410 |
| Ipg Alternative Investments Fund Us Lp | Other Private Fund | $8.0M | $1 | 20 |
| Ipg Secondary I, Lp | Other Private Fund | $2.0M | $1.0K | 10 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.74 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PAYMENTS OF COMMISSIONS TO TWO UNREGISTERED ENTITIES CO-OWNED BY TWO REGISTERED PERSONS ASSOCIATED WITH THE FIRM Status: Final Sanction Detail: INVESTMENT PLACEMENT GROUP "IPG" AN AFFILIATE OF IPG INVESTMENT ADVISORS LLC. MADE PAYMENT OF COMMISSIONS TO TWO UNREGISTERED ENTITIES CO-OWNED BY TO REGISTERED REPRESENTATIVES ASSOCIATED WITH THE FIRM (IPG) Summary: FINRA IDENTIFIED THE VIOLATION DESCRIBED ABOVE AS A RESULT OF A ROUTINE CYCLE EXAMINATION WHEREAS THE FIRM PAY COMMISSIONS TO THE COMPANIES OWNED BY TWO REGISTERED FOREIGN ASSOCIATES
Allegations: IPG INVESTMENT ADVISORS SUBMITTED AND OFFER OF SETTLEMENT UNDER THE SELF-REPORTING SHARE CLASS SELECTION INITIATIVE DUE TO INADEQUATE DISCLOSURES IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS SHARE CLASSES Status: Final Sanction Detail: ADMINISTRATIVE PROCEEDINGS AND IMPOSING REMEDIAL SANCTIONS Summary: IPG INVESTMENT ADVISORS COMPLETED THE UNDERTAKINGS IN ACCORDANCE WITH THE ADMINISTRATIVE PROCEEDINGS INCLUDING DISGORGEMENT AND PREJUDGMENT INTEREST IN THE AMOUNT OF $85,294.33 PAID TO AFFECTED INVESTORS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Performance-based fees
- • Other fees
- • FAMILY OFFICE, SERVICE , FINDER'S FEES $ 12B1 FEES VIA AFFLT
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Pershing $2.8B (67% of AUM) Mar 2026
- Banque Pictet & Cie Sa $1.0B (25% of AUM) Mar 2026
- Union Bancaire Privee, Ubp S.A. $146M (10% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗