Cerity Partners Ocio Llc
SEC-registered
Endowment & Foundation Advisor · Large ($10B–$100B)
CRD 151916
· SEC file 801-70888
· New York, NY
· www.ceritypartners.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $21.1B
- Discretionary
- $21.1B
- Clients
- 42
- Avg AUM / client
- $503M
- Accounts
- 42
- Employees
- 61
AUM over time
$348M
$21.1B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026
Pooled investment vehicles
$16.7B
79%
Exchange-traded equities
$1.9B
9%
Registered investment companies (funds/ETFs)
$1.3B
6%
Derivatives
$634M
3%
Cash & equivalents
$634M
3%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 25 positions, $1,666,952,915)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $273,602,011 | 457,873 | 16.4% | 1.29% |
| 2 | Select Sector Spdr Tr | STATE STREET TEC | $224,832,779 | 1,691,744 | 13.5% | 1.06% |
| 3 | Ishares Tr | 7-10 YR TRSY BD | $180,306,586 | 1,889,214 | 10.8% | 0.85% |
| 4 | Spdr Series Trust | BLOOMBERG INTL T | $155,581,944 | 7,088,016 | 9.33% | 0.74% |
| 5 | Schwab Strategic Tr | US TIPS ETF | $150,311,429 | 5,648,682 | 9.02% | 0.71% |
| 6 | Ishares Inc | CORE MSCI EMKT | $121,009,207 | 1,734,899 | 7.26% | 0.57% |
| 7 | Spdr Gold Tr | GOLD SHS | $117,151,618 | 272,262 | 7.03% | 0.55% |
| 8 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $116,188,108 | 839,995 | 6.97% | 0.55% |
| 9 | First Tr Exchange Traded Fd | NO AMER ENERGY | $80,129,067 | 1,835,297 | 4.81% | 0.38% |
| 10 | First Tr Exchange Traded Fd | ENERGY INM PARTN | $76,237,275 | 2,370,562 | 4.57% | 0.36% |
| 11 | Ishares Tr | 10-20 YR TRS ETF | $55,932,032 | 555,322 | 3.36% | 0.26% |
| 12 | Ishares Tr | 1 3 YR TREAS BD | $20,179,688 | 244,395 | 1.21% | 0.1% |
| 13 | Ishares Tr | CORE MSCI INTL | $15,261,804 | 182,623 | 0.92% | 0.07% |
| 14 | Ishares Tr | CORE US AGGBD ET | $12,048,397 | 121,370 | 0.72% | 0.06% |
| 15 | Ishares Tr | US TREAS BD ETF | $11,972,812 | 522,602 | 0.72% | 0.06% |
| 16 | Select Sector Spdr Tr | STATE STREET ENE | $11,455,375 | 186,996 | 0.69% | 0.05% |
| 17 | Ishares Tr | PARIS ALIGNED CL | $8,965,241 | 135,315 | 0.54% | 0.04% |
| 18 | Nushares Etf Tr | NUVEEN ESG EMRGN | $8,816,259 | 239,972 | 0.53% | 0.04% |
| 19 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $8,582,875 | 133,940 | 0.51% | 0.04% |
| 20 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $5,707,572 | 105,598 | 0.34% | 0.03% |
| 21 | Nushares Etf Tr | NUVEEN ESG INTL | $5,588,167 | 154,754 | 0.34% | 0.03% |
| 22 | Ishares Tr | INTL TREA BD ETF | $3,911,950 | 95,274 | 0.23% | 0.02% |
| 23 | Spdr Series Trust | BLOOMBERG INTL | $1,944,851 | 62,575 | 0.12% | 0.01% |
| 24 | Spdr Series Trust | BLOOMBERG SHORT | $871,295 | 32,366 | 0.05% | 0.0% |
| 25 | Black Stone Minerals L P | COM UNIT | $364,573 | 24,112 | 0.02% | 0.0% |
Top 25 of 25 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $8.2M | 0.04% |
| Investment companies | 1 | $9.8M | 0.05% |
| Pooled investment vehicles (non-investment companies) | 1 | $6.0B | 28.2% |
| Charitable organizations | 38 | $15.2B | 71.8% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $4.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Agility Comprehensive Solutions Fund Lp master | Hedge Fund | Delaware | $4.3B | 98 |
| Agility Strategic Ventures I L.P. | Other Private Fund | Cayman Islands | $7.8M | 3 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| University Of Colorado Foundation EIN 846049811 | Denver, CO | 06/30/2025 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kurt Patrick Miscinski | Manager | Nov 2017 (9y) | GP / trustee / elected manager of Cerity Partners Eoe Llc (indirect) | |
| Hilden, Kevin, David | Chief Operating Officer | Jan 2023 (4y) | Less than 5% | |
| Prostick, Arthur, Isom | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Christopher Lee Bittman | Registered representative | Jun 2024 (2y) | ||
| Kent Edward Muckel | Registered representative | CFA | Jun 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cerity Partners Llc | Member | Dec 2009 | A | 75% or more |
| Cp Merger Ii Llc | Member | Jul 2022 | B | ≈ 42.19% – 100% via Cerity Partners Equity Holding Llc |
| Cp Merger I Llc | Member | Jul 2022 | B | ≈ 31.64% – 100% via Cp Merger Ii Llc |
| Cp Intermediate Ii Llc | Member | Jul 2022 | B | ≈ 23.73% – 100% via Cp Merger I Llc |
| Cp Intermediate I Llc | Member | Jul 2022 | B | ≈ 17.8% – 100% via Cp Intermediate Ii Llc |
| Cp Rts Llc | Member | Nov 2022 | B | ≈ 13.35% – 100% via Cp Intermediate I Llc |
| Cp Acp Llc | Member | Jan 2023 | B | ≈ 7.51% – 100% via Cp Mcm Llc |
| Cp Mcm Llc | Member | Jan 2023 | B | ≈ 10.01% – 100% via Cp Rts Llc |
| Cp Holdings I Llc | Member | Jul 2022 | B | ≈ 5.63% – 100% via Cp Acp Llc |
| Cerity Partners Equity Holding Llc | Member | Sep 2018 | B | ≈ 56.25% – 100% via Cerity Partners Llc |
| Genstar Capital Partners X, Lp | Member | Jul 2022 | B | ≈ 1.41% – 50% via Cp Holdings I Llc |
| Cerity Partners Eoe Llc | Member | Jul 2022 | B | ≈ 1.41% – 50% via Cp Holdings I Llc |
| Genstar Capital X L.P. | General Partner | Jul 2022 | B | GP / trustee / elected manager of Genstar Capital Partners X, Lp (indirect) |
| Genstar X Gp Llc | General Partner | Jul 2022 | B | GP / trustee / elected manager of Genstar Capital X L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cp Merger Ii Llc: 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Cp Merger I Llc: 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Cp Intermediate Ii Llc: 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Cp Intermediate I Llc: 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cp Rts Llc: 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Cp Acp Llc: 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 7.51% – 100% of the firm
- Cp Mcm Llc: 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Cp Holdings I Llc: 75% – 100% of Cp Acp Llc × 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 5.63% – 100% of the firm
- Cerity Partners Equity Holding Llc: 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Genstar Capital Partners X, Lp: 25% – 50% of Cp Holdings I Llc × 75% – 100% of Cp Acp Llc × 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 1.41% – 50% of the firm
- Cerity Partners Eoe Llc: 25% – 50% of Cp Holdings I Llc × 75% – 100% of Cp Acp Llc × 75% – 100% of Cp Mcm Llc × 75% – 100% of Cp Rts Llc × 75% – 100% of Cp Intermediate I Llc × 75% – 100% of Cp Intermediate Ii Llc × 75% – 100% of Cp Merger I Llc × 75% – 100% of Cp Merger Ii Llc × 75% – 100% of Cerity Partners Equity Holding Llc × 75% – 100% of Cerity Partners Llc × 75% – 100% direct ≈ 1.41% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $4.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Agility Comprehensive Solutions Fund Lp | Hedge Fund | $4.3B | $10.0M | 98 |
| Agility Strategic Ventures I L.P. | Other Private Fund | $7.8M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| University Of Colorado Foundation | Public charity | $3.5B | 06/30/2025 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.6 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- BNY Mellon $8.6B (41% of AUM) Mar 2026
- TD Ameritrade $3.1B (68% of AUM) Nov 2023
- Northern Trust $2.6B (12% of AUM) Mar 2026
- State Street $2.0B (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗