Nikulski Financial, Inc.
- Regulatory AUM
- $449M
- Discretionary
- $449M
- Clients
- 475
- Avg AUM / client
- $945K
- Accounts
- 475
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 352 | $103M | 23.0% |
| High net worth individuals | 116 | $339M | 75.4% |
| Charitable organizations | 4 | $3.8M | 0.84% |
| Corporations and other businesses | 3 | $3.2M | 0.71% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Jacob Nikulski | President And Chief Compliance Officer | CFP | Sep 2009 (17y) | 75% or more |
| Andrew Michael Swanson | Registered representative | CFP | Jun 2015 (11y) | |
| Amber Jean Netherton | Registered representative | Aug 2017 (9y) | ||
| Mario Alberto Jorge | Registered representative | Apr 2024 (2y) | ||
| Ethan Robert Good | Registered representative | CFP CFA | Aug 2024 (2y) | |
| Joel Scott Lawlor | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Truist Financial Corp $236M (53% of AUM) Mar 2026
- Altruist Financial $236M (53% of AUM) Mar 2026
- Charles Schwab & Co. $216M (48% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗