AUMdb

Minichmacgregor Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 151237 · SEC file 801-70490 · Saratoga Springs, NY · WWW.MINICHMACGREGOR.COM
☆ Save with Pro ADV data as of May 14, 2026
Regulatory AUM
$723M
Discretionary
$723M
Clients
928
Avg AUM / client
$779K
Accounts
2,845
Employees
10

AUM over time

$84.3M $723M
Dec 20, 2011 May 14, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 14, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 711 $262M 36.2%
High net worth individuals 193 $398M 55.1%
Pension and profit sharing plans 19 $61.6M 8.52%
Corporations and other businesses 5 $1.3M 0.18%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
James Franklin Minich Managing Member Sep 2009 (17y) 50% – 75%
Jason Keith Macgregor Managing Member Sep 2009 (17y) 50% – 75%
Michele Anne Tellstone Chief Compliance Officer Jan 2016 (11y) Less than 5%
Cory Lee Laird Registered representative CFP Oct 2017 (9y)
Patrick Joseph Younis Registered representative May 2021 (5y)
Andrew John Pallas Registered representative CFP Nov 2022 (4y)
Hayden Thomas La Belle Registered representative Apr 2025 (1y)
Brenton Wesley Smith Registered representative CFP Aug 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/14/2026 936 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2026.

View current Form ADV (SEC/IAPD) ↗