AUMdb

Garde Capital, Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 151043 · SEC file 801-70472 · Seattle, WA · WWW.GARDECAPITAL.COM
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$2.7B
Discretionary
$2.6B
Clients
512
Avg AUM / client
$5.2M
Accounts
512
Employees
18

AUM over time

$241M $2.7B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 120 $58.6M 2.21%
High net worth individuals 342 $2.2B 83.0%
Pension and profit sharing plans 23 $225M 8.46%
Charitable organizations 21 $111M 4.2%
Corporations and other businesses 6 $56.3M 2.12%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Northwest Medical Specialties, Pllc 401(k) Ps Plan And Trust Northwest Medical Specialties, Pllc 2024
Outdoor Research, Llc 401(k) Retirement Savings Plan Outdoor Research, Llc 2024
Commencement Bay Corrugated, Inc. Union 401(k) Plan Commencement Bay Corrugated, Inc. 2024

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Marshal Kerry Mcreal Vice President Jul 2009 (17y) 10% – 25%
Jeffery Lee Lippens President & Treasurer Aug 2009 (17y) 25% – 50%
Richard Scott Severs Chief Compliance Officer CFP CFA Aug 2009 (17y) 10% – 25%
Thomas Reese Owens Principal Aug 2009 (17y) 10% – 25%
Ashley Christine Fancher Registered representative Feb 2015 (11y)
Cody Bill Barney Registered representative CFA Dec 2015 (11y)
Henry Evans Wurst Registered representative CFP Feb 2024 (3y)
Ryan Kelly Kinerk Registered representative Jun 2024 (2y)
Rey Santodomingo Registered representative CFP CFA Dec 2024 (2y)

Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (3)

PlanSponsorParticipantsPlan assetsAs of
Northwest Medical Specialties, Pllc 401(k) Ps Plan And Trust Northwest Medical Specialties, Pllc 240 $38.1M 01/01/2024
Outdoor Research, Llc 401(k) Retirement Savings Plan Outdoor Research, Llc 286 $12.8M 01/01/2024
Commencement Bay Corrugated, Inc. Union 401(k) Plan Commencement Bay Corrugated, Inc. 132 $7.3M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 908 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗