Capital Wealth Planning, Llc
- Regulatory AUM
- $17.2B
- Discretionary
- $17.2B
- Clients
- 12,580
- Avg AUM / client
- $1.4M
- Accounts
- 14,502
- Employees
- 30
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Asset allocation (SMA assets by investment type)
as of Mar 20, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11,151 | $7.0B | 40.4% |
| High net worth individuals | 1,066 | $2.6B | 15.1% |
| Investment companies | 3 | $7.0B | 40.8% |
| Charitable organizations | 89 | $221M | 1.28% |
| Corporations and other businesses | 271 | $409M | 2.37% |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Irons, Joanna, M | Member | Apr 2005 (21y) | 50% – 75% | |
| Kevin Glenn Simpson | President, Member | Apr 2005 (21y) | 50% – 75% | |
| Albenga, Louis, Karl | Chief Compliance Officer | Apr 2020 (6y) | Less than 5% | |
| Joey Van Oxford | Registered representative | May 2021 (5y) | ||
| Jeffrey Alan Carney | Registered representative | Nov 2021 (5y) | ||
| Justin Viet Hoang Bui | Registered representative | Jul 2024 (2y) | ||
| Regan Wall | Registered representative | Jan 2025 (2y) | ||
| David Matthew Whittaker | Registered representative | Nov 2025 (1y) | ||
| Jose Armando Cruz | Registered representative | Dec 2025 (1y) | ||
| Joshua Lee Smith | Registered representative | CFA | Jan 2026 (1y) | |
| Ryan Jeffrey Carney | Registered representative | Jan 2026 (1y) | ||
| Barry Joseph Mohan | Registered representative | Mar 2026 (0y) | ||
| Francis William Sedgwick | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Raymond James $6.8B (40% of AUM) Mar 2026
- U.S. Bank $3.9B (34% of AUM) Aug 2025
- Charles Schwab & Co. $931M (77% of AUM) May 2019
- Wells Fargo $159M (10% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗