Three Bridge Wealth Advisors, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 71
- Avg AUM / client
- $14.7M
- Accounts
- 605
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $6.2M | 0.6% |
| High net worth individuals | 61 | $1.0B | 99.4% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brett Barton Sharkey | Managing Member | Aug 2009 (17y) | 25% – 50% | |
| Eric Thomas Thurber | Managing Member/Chief Investment Officer | Aug 2009 (17y) | 50% – 75% | |
| Tavares, Marguerite, Amaral | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE SEC ALLEGED THAT IN 2015, REGISTRANT VOTED PROXIES WITHOUT HAVING BEEN GRANTED THE AUTHORITY TO VOTE AND THAT REGISTRANT'S FORM ADV, PART 2A FILED ON FEBRUARY 10, 2015 AND JANUARY 14, 2016 INACCURATELY STATED THAT THAT IT DID NOT ACCEPT SUCH AUTHORITY. BASED ON THIS, THE SEC ALLEGED THAT REGISTRANT VIOLATED SECTIONS 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940. Status: Final Sanction Detail: REGISTRANT PAID THE FINE NOTED ABOVE ON SEPTEMBER 30, 2019. NO PORTION OF THE PENALTY WAS WAIVED. REGISTRANT WAS ALSO ORDERED TO CEASE AND DESIST FROM FUTURE VIOLATIONS OF SECTIONS 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940. Summary: THE MATTER WAS SETTLED PURSUANT TO AN OFFER OF SETTLEMENT SUBMITTED BY REGISTRANT IN ANTICIPATION OF THE CEASE AND DESIST PROCEEDINGS BY THE SEC. THE SEC ISSUED ITS ORDER INSTITUTING SUCH PROCEEDINGS ON SEPTEMBER 27, 2019. A CIVIL MONETARY PENALTY IN THE AMOUNT OF $60,000 WAS PAID TO THE SEC ON SEPTEMBER 30, 2019 AND REGISTRANT WAS ORDERED TO CEASE AND DESIST FROM FUTURE VIOLATIONS OF SECTIONS 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $778M (74% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗