Compass Capital Management, Llc
- Regulatory AUM
- $119M
- Discretionary
- $119M
- Clients
- 231
- Avg AUM / client
- $515K
- Accounts
- 482
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 192 | $47.0M | 39.5% |
| High net worth individuals | 39 | $65.2M | 54.8% |
| Charitable organizations | Fewer than 5 clients | $1.2M | 0.98% |
| State or municipal government entities | Fewer than 5 clients | $5.6M | 4.73% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| The Northwest Minnesota Foundation EIN 411556013 | Bemidji, MN | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lakeview Clinic Ltd, Retirement Savings Plan Lakeview Clinic, Ltd | 2024 | |
| Superior Brokerage Services, Inc. 401(k) Plan Superior Brokerage Services, Inc. | 2024 | |
| Faegre Drinker Retirement Savings Plan 1 Faegre Drinker Biddle & Reath Llp | 2024 | |
| Faegre Drinker Retirement Savings Plan 2 Faegre Drinker Biddle & Reath Llp | 2024 | |
| Metropolitan Anesthesia Network Profit Sharing Plan Metropolitan Anesthesia Network, Llp | 2024 | |
| Colliers Mortgage Holdings Llc Employee 401(k) Plan Colliers Mortgage Holdings Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jimmy Jon Williams | Registered representative | May 2009 (17y) | ||
| Amber Leann Lewis | Registered representative | Jul 2022 (4y) | ||
| Julie A Hokit | Registered representative | Apr 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lakeview Clinic Ltd, Retirement Savings Plan | Lakeview Clinic, Ltd | 193 | $104M | 01/01/2024 |
| Superior Brokerage Services, Inc. 401(k) Plan | Superior Brokerage Services, Inc. | 0 | $0 | 01/01/2024 |
| Faegre Drinker Retirement Savings Plan 1 | Faegre Drinker Biddle & Reath Llp | 1,298 | $768M | 01/01/2024 |
| Faegre Drinker Retirement Savings Plan 2 | Faegre Drinker Biddle & Reath Llp | 1,274 | $773M | 01/01/2024 |
| Metropolitan Anesthesia Network Profit Sharing Plan | Metropolitan Anesthesia Network, Llp | 554 | $391M | 01/01/2024 |
| Colliers Mortgage Holdings Llc Employee 401(k) Plan | Colliers Mortgage Holdings Llc | 330 | $90.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| The Northwest Minnesota Foundation | Public charity | $103M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/06/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF FEES CHARGED BY THRID-PARTY ADVISOR FIRMS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $119M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 06, 2026.
View current Form ADV (SEC/IAPD) ↗