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Institutional / Pension Advisor · Large ($10B–$100B)
CRD 150091
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ADV data as of Jul 07, 2025
- Regulatory AUM
- $21.3B
- Discretionary
- $5.3B
- Clients
- 338
- Avg AUM / client
- $63.0M
- Accounts
- 1,069
- Employees
- 23
AUM over time
$5.4B
$21.3B
Dec 2011
Jul 2025
Annual snapshots from Form ADV filings · as of Jul 07, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 27 | $11.8M | 0.06% |
| High net worth individuals | 179 | $732M | 3.44% |
| Banking or thrift institutions | Fewer than 5 | $46.6M | 0.22% |
| Pension and profit sharing plans | 105 | $18.6B | 87.3% |
| Charitable organizations | 9 | $95.6M | 0.45% |
| Corporations and other businesses | 18 | $1.8B | 8.52% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $7.9B (37% of AUM) Jul 2025
- Empower Trust Co $5.8B (27% of AUM) Jul 2025
- Charles Schwab & Co. $4.8B (22% of AUM) Jul 2025
- John Hancock Funds, Llc $2.4B (12% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2025.