Laidlaw Wealth Management Llc
- Regulatory AUM
- $108M
- Discretionary
- $104M
- Clients
- 123
- Avg AUM / client
- $879K
- Accounts
- 245
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $22.4M | 20.8% |
| High net worth individuals | 27 | $73.8M | 68.3% |
| Charitable organizations | Fewer than 5 clients | $3.6M | 3.35% |
| Corporations and other businesses | 5 | $2.9M | 2.65% |
| Other | 18 | $5.4M | 4.98% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tesei, John, Payson | Trustee Of The Buff Trust | Apr 2009 (17y) | Less than 5% | |
| Keith Hassan | Managing Partner | Feb 2018 (9y) | Less than 5% | |
| Theologos Stavros Basis | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% | |
| Alex Shtaynberger | Registered representative | Apr 2010 (16y) | ||
| Sachin Kumar | Registered representative | Oct 2019 (7y) | ||
| Matthew Terry Parker | Registered representative | Jan 2020 (7y) | ||
| Mathew Telly Moschovas | Registered representative | Feb 2020 (6y) | ||
| Henrique David Lucena | Registered representative | Aug 2020 (6y) | ||
| Henry Oliver Mccormack | Registered representative | Dec 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Laidlaw Holdings, Ltd | Owner | Apr 2009 | A | 75% or more |
| Garnet Trust | Owner | Oct 2008 | B | ≈ 37.5% – 75% via Laidlaw Holdings, Ltd |
| Buff Trust | Owner | Oct 2008 | B | ≈ 37.5% – 75% via Laidlaw Holdings, Ltd |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Garnet Trust: 50% – 75% of Laidlaw Holdings, Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Buff Trust: 50% – 75% of Laidlaw Holdings, Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $101M (93% of AUM) Apr 2026
- Intl Fcstone Financial Inc. $12.4M (4% of AUM) Mar 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗