Srh Advisors, Llc
- Regulatory AUM
- $3.1B
- Discretionary
- $3.1B
- Clients
- 257
- Avg AUM / client
- $12.3M
- Accounts
- 440
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 142 | $32.3M | 1.03% |
| High net worth individuals | 96 | $610M | 19.4% |
| Investment companies | 2 | $2.4B | 75.5% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.5M | 0.08% |
| Charitable organizations | 12 | $124M | 3.95% |
| Corporations and other businesses | 5 | $3.3M | 0.11% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Murphey, Nicole, Larraine | Chief Compliance Officer | Nov 2016 (10y) | Less than 5% | |
| Looney, Joel, Walter | Chief Investment Officer, President/Manager | Jun 2017 (9y) | Less than 5% | |
| Legleiter, Lee, Aaron | Chief Legal Officer | Sep 2021 (5y) | Less than 5% | |
| April Dawn Mccullough | Registered representative | Feb 2015 (11y) | ||
| Jacob Eugene Hemmer | Registered representative | Apr 2018 (8y) | ||
| Corey Bowen | Registered representative | Oct 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Susan L. Ciciora Trust | Member | Sep 2008 | A | 75% or more |
| Peak Trust Company Ak | Sole Trustee Of The Susan L. Ciciora Trust | Jul 2008 | A | 75% or more |
| Stewart West Indies Trust | Stockholder | Jan 2008 | B | ≈ 56.25% – 100% via Peak Trust Company Ak |
| Peak Trust Company Ak | Trustee | Jul 2008 | B | GP / trustee / elected manager of Stewart West Indies Trust (indirect) |
Estimated effective ownership (look-through of filed bands):
- Stewart West Indies Trust: 75% – 100% of Peak Trust Company Ak × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Charles Schwab & Co. $772M (25% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗