Seacrest Wealth Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 147092
· SEC file 801-69141
· Purchase, NY
· WWW.SEACRESTWM.COM
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ADV data as of Jul 15, 2026
- Regulatory AUM
- $1.5B
- Discretionary
- $1.4B
- Clients
- 1,498
- Avg AUM / client
- $1.0M
- Accounts
- 3,417
- Employees
- 47
AUM over time
$210M
$1.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,102 | $300M | 19.6% |
| High net worth individuals | 373 | $1.2B | 78.4% |
| Pension and profit sharing plans | 5 | $3.0M | 0.19% |
| Charitable organizations | 9 | $6.9M | 0.45% |
| Corporations and other businesses | 9 | $20.2M | 1.32% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sing Tao Usa Group Profit Sharing Plan Sing Tao Newspapers New York Ltd | 2024 | |
| Kris Agency & Home Care Inc. Retirement Plan And Trust Kris Agency & Home Care Inc. | 2024 | |
| Rapid City Medical Center 401(k) Plan Rapid City Medical Center, Llp | 2024 |
People (40)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Malachy Sullivan | President, Managing Member | Apr 2008 (18y) | 50% – 75% | |
| Gupta, Rajesh, Kumar | Partner Emeritus | Apr 2008 (18y) | ≈ 12.5% – 37.5% via Seacrest Management, Llc | |
| Ronald R Lenihan | Managing Member And Chief Compliance Officer | Apr 2008 (18y) | ≈ 12.5% – 37.5% via Seacrest Management, Llc | |
| Jeffrey Allen Meyer | Registered representative | CFP CFA | Apr 2011 (15y) | |
| Benjamin Stuart Brainard | Registered representative | May 2011 (15y) | ||
| Mark Dennis Fadling | Registered representative | May 2011 (15y) | ||
| Robert Raymond Sayler | Registered representative | May 2011 (15y) | ||
| Donald Wayne Hubbs | Registered representative | Sep 2012 (14y) | ||
| Heather Ann Hastey | Registered representative | Jan 2013 (14y) | ||
| Charles Murray Dwight | Registered representative | CFA | Mar 2013 (13y) | |
| Erik Metviner | Registered representative | Jul 2013 (13y) | ||
| Tony Saemai | Registered representative | Nov 2013 (13y) | ||
| Amy Lynne Mclandress | Registered representative | Oct 2014 (12y) | ||
| Robert Lee Clark | Registered representative | Nov 2015 (11y) | ||
| Lee Allen Nysted | Registered representative | Jan 2016 (11y) | ||
| Kenneth Metviner | Registered representative | Apr 2016 (10y) | ||
| Susan Bock | Registered representative | Feb 2017 (9y) | ||
| Daniel Craig Moskow | Registered representative | Apr 2018 (8y) | ||
| Joanne Liakos Hackenburg | Registered representative | May 2018 (8y) | ||
| Christopher C Nelson | Registered representative | May 2018 (8y) | ||
| Raymond Anthony Pruzinsky | Registered representative | Sep 2018 (8y) | ||
| Stephen T Tu | Registered representative | Jul 2019 (7y) | ||
| Francis Cooper Lawrance | Registered representative | Sep 2019 (7y) | ||
| Michael Patrick Dowd | Registered representative | Dec 2019 (7y) | ||
| Carlos Gabriel Mejia | Registered representative | Sep 2021 (5y) | ||
| Wayne Ray Wong | Registered representative | CFP | May 2022 (4y) | |
| Jason Lee Seale | Registered representative | Dec 2022 (4y) | ||
| James Douglas Dickey | Registered representative | CFP | Apr 2023 (3y) | |
| Juliana Surcalo Evans | Registered representative | Nov 2023 (3y) | ||
| Jacqueline Prue | Registered representative | Feb 2024 (2y) | ||
| Claudia Rivas | Registered representative | Mar 2024 (2y) | ||
| Orlando Rosario | Registered representative | Apr 2024 (2y) | ||
| Jeanne Louise Mcveigh | Registered representative | Jun 2024 (2y) | ||
| Jason Ferris Jeung | Registered representative | Jan 2025 (2y) | ||
| Ruben Cisneros | Registered representative | CFP | Jan 2025 (2y) | |
| Harrison Michael Hubbs | Registered representative | Feb 2025 (1y) | ||
| Dean B Livingston | Registered representative | Nov 2025 (1y) | ||
| Howard Alan Schloss | Registered representative | Apr 2026 (0y) | ||
| Carter Michael Howell | Registered representative | Apr 2026 (0y) | ||
| James Edward Yarbrough | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Seacrest Management, Llc | Member | Apr 2008 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Gupta, Rajesh, Kumar: 25% – 50% of Seacrest Management, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Ronald R Lenihan: 25% – 50% of Seacrest Management, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sing Tao Usa Group Profit Sharing Plan | Sing Tao Newspapers New York Ltd | 119 | $38.5M | 01/01/2024 |
| Kris Agency & Home Care Inc. Retirement Plan And Trust | Kris Agency & Home Care Inc. | 345 | $2.1M | 01/01/2024 |
| Rapid City Medical Center 401(k) Plan | Rapid City Medical Center, Llp | 437 | $74.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (94% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗