Aspiriant, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 146720
· SEC file 801-68987
· Los Angeles, CA
· WWW.ASPIRIANT.COM
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ADV data as of Jul 21, 2026
- Regulatory AUM
- $18.0B
- Discretionary
- $14.7B
- Clients
- 2,357
- Avg AUM / client
- $7.7M
- Accounts
- 12,173
- Employees
- 218
AUM over time
$4.4B
$18.0B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 627 | $259M | 1.43% |
| High net worth individuals | 1,683 | $16.6B | 92.0% |
| Investment companies | 3 | $149M | 0.83% |
| Pension and profit sharing plans | 2 | $4.2M | 0.02% |
| Charitable organizations | 13 | $323M | 1.79% |
| Corporations and other businesses | 29 | $712M | 3.95% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Caci Smart Plan Caci International, Inc. | 2024 | |
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan Scripps Clinic Medical Group, Inc. | 2024 | |
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust Arnold & Porter Kaye Scholer Llp | 2024 | |
| Providence Anesthesiology Associates, P.A. Profit Sharing 401(k) Plan Providence Anesthesiology Associates P.A. | 2024 | |
| Wsgr 401(k) And Profit Sharing Plan Wilson Sonsini Goodrich & Rosati, Pc | 2024 | |
| Gordon Rees Scully Mansukhani, Llp 401(k) Retirement Plan Gordon Rees Scully Mansukhani, Llp | 2024 |
People (83)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Ryan Schick | Board Of Directors | CFP | Aug 2008 (18y) | Less than 5% |
| Karen Ruth Blodgett | Board Of Directors Chair | CFP | Aug 2008 (18y) | Less than 5% |
| Sandra Leigh Bragar | Chief Client Officer | CFP | Aug 2008 (18y) | Less than 5% |
| Robert Joseph Francais | Chief Executive Officer, Board Of Directors | Jun 2009 (17y) | Less than 5% | |
| John David Allen | Chief Investment Officer | CFA | Jan 2014 (13y) | Less than 5% |
| Marc Castellani | Board Of Directors | CFP | Oct 2015 (11y) | Less than 5% |
| Hendrickson, Douglas, Stanton | Chief Financial Officer | Jul 2016 (10y) | Less than 5% | |
| Ryan Paul Benson | Board Of Directors | CFP | Oct 2016 (10y) | Less than 5% |
| Helen Ann Dietz | Member | CFP | Feb 2017 (10y) | ≈ 2.5% – 7.5% via Aspiriant Holdings S5, Llc |
| Hammons, Summer, Ann | Chief People Officer | Feb 2021 (6y) | Less than 5% | |
| Doder, Cameron, Ann | Chief Marketing Officer | Mar 2021 (5y) | Less than 5% | |
| Born, Lynne | Chief Practice Officer | Jan 2022 (5y) | Less than 5% | |
| Lohkamp, Joanna | Independent Board Of Director | Jan 2022 (5y) | Less than 5% | |
| Gentry, Shanda, Susan | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% | |
| Modica, Marcelo, Conrado | Independent Board Of Director | Apr 2022 (4y) | Less than 5% | |
| Lavalle, Michael, Christopher | General Counsel | Jun 2023 (3y) | Less than 5% | |
| Manoukian, Alec | Chief Technology Officer | Jul 2023 (3y) | Less than 5% | |
| Kim, Young, S | Chief Client Service Operations Officer | Mar 2024 (2y) | Less than 5% | |
| Brett Allen Gookin | Registered representative | CFP | Aug 2008 (18y) | |
| Carl David Forster | Registered representative | Aug 2008 (18y) | ||
| Sam Lee | Registered representative | Aug 2008 (18y) | ||
| Michael Stuart Angell | Registered representative | May 2009 (17y) | ||
| Andrew Patrick Hamilton | Registered representative | CFP | Nov 2011 (15y) | |
| John Patrick Petrie | Registered representative | CFP | Jul 2012 (14y) | |
| Philip James Kastenholz | Registered representative | CFA | Jul 2012 (14y) | |
| Gregory Paul Fasig | Registered representative | CFP | Jul 2012 (14y) | |
| Paul John Nikolai | Registered representative | CFP | Jul 2012 (14y) | |
| Peter Lewin Schwartz | Registered representative | Jul 2012 (14y) | ||
| Mary Ellen Krueger | Registered representative | Jul 2012 (14y) | ||
| Adam Everett Stanley | Registered representative | CFP | Jan 2014 (13y) | |
| David Edward Muchow | Registered representative | CFP | Feb 2014 (12y) | |
| Linda Kaye Kitchens | Registered representative | CFP | Jan 2016 (11y) | |
| Mark Petrie | Registered representative | CFP CFA | Jan 2016 (11y) | |
| Myles D Rush | Registered representative | CFP | Jan 2016 (11y) | |
| Devin Duffy Cruise | Registered representative | Apr 2016 (10y) | ||
| Nathan Sorenson Kublank | Registered representative | CFP | Oct 2016 (10y) | |
| Gavin Paul Neil | Registered representative | CFA | Jan 2017 (10y) | |
| Jordan Hight Overby | Registered representative | CFP | Jan 2017 (10y) | |
| Darryl Randolph Rae | Registered representative | CFP | Feb 2017 (10y) | |
| Natalie Ann Morrella | Registered representative | CFP | Feb 2017 (10y) | |
| Nayan Prafulchandra Lapsiwala | Registered representative | CFP | Feb 2017 (10y) | |
| Talia Pierluissi | Registered representative | Feb 2017 (10y) | ||
| Lani Asha Kapur Rains | Registered representative | CFP | May 2017 (9y) | |
| Jason Baron Shemtob | Registered representative | CFP | Mar 2018 (8y) | |
| Cliff C Loh | Registered representative | CFP | Jun 2018 (8y) | |
| Ryan Trager Nelson | Registered representative | Dec 2018 (8y) | ||
| Mindy Beth Tankel | Registered representative | CFP | Feb 2019 (7y) | |
| Corey J Mader | Registered representative | CFA | Mar 2019 (7y) | |
| Michelle M Eversman | Registered representative | CFP | Mar 2020 (6y) | |
| Nicholas Hogan Ruzette | Registered representative | CFP | Mar 2020 (6y) | |
| Virginia Irene King | Registered representative | Jan 2021 (6y) | ||
| Matthew William John Sharp | Registered representative | CFP | Mar 2021 (5y) | |
| Lisa Marie Colletti | Registered representative | CFP | Mar 2021 (5y) | |
| Michael B. Weissman | Registered representative | CFP | Mar 2021 (5y) | |
| David Christopher Grecsek | Registered representative | CFA | Mar 2021 (5y) | |
| Lydia Walz | Registered representative | CFP | Aug 2021 (5y) | |
| Karen Margaret Clapp | Registered representative | Dec 2021 (5y) | ||
| Paul Joseph Hynes | Registered representative | CFP | Dec 2021 (5y) | |
| Regina Wohl | Registered representative | CFP | Feb 2022 (4y) | |
| Michael Wu | Registered representative | CFA | Mar 2022 (4y) | |
| Owen Arthur Reynolds | Registered representative | Nov 2022 (4y) | ||
| Pratibha Yadav | Registered representative | May 2023 (3y) | ||
| Nolan Sapigao Alinsod | Registered representative | Jul 2023 (3y) | ||
| Michael Willis King | Registered representative | Aug 2023 (3y) | ||
| Adam Christopher Slade | Registered representative | Dec 2023 (3y) | ||
| Christopher James Kazmer | Registered representative | CFP | Mar 2024 (2y) | |
| Wendy Carol Wildey | Registered representative | Aug 2024 (2y) | ||
| Emilio V Alix Brantley | Registered representative | Oct 2024 (2y) | ||
| Timothy Winfield Harvey | Registered representative | CFP CFA | Oct 2024 (2y) | |
| Lina M Sanchez | Registered representative | Dec 2024 (2y) | ||
| April Marie Antonio | Registered representative | CFP | Feb 2025 (1y) | |
| Gina Marie Willkomm | Registered representative | CFP | Feb 2025 (1y) | |
| Stephen Kaichiro Kawasaki | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Fernando Sanchez | Registered representative | CFP | Apr 2025 (1y) | |
| Anna Marie Van Pilsum Johnson | Registered representative | CFP | Jul 2025 (1y) | |
| Gretchen Carol Hollstein | Registered representative | CFP | Sep 2025 (1y) | |
| Ami S Aranha | Registered representative | CFP | Jan 2026 (1y) | |
| Bradley Alan Weber | Registered representative | Jan 2026 (1y) | ||
| Jan Nicole Ramirez Vega | Registered representative | CFP | Jan 2026 (1y) | |
| Samantha Song Park | Registered representative | Jan 2026 (1y) | ||
| Teresa Trinh Nguyen Greenip | Registered representative | CFP | Jan 2026 (1y) | |
| Daniel M Moas | Registered representative | CFP | Jan 2026 (1y) | |
| Alan Michael Wong | Registered representative | CFA | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aspiriant Holdings, Llc | Member | Jan 2008 | A | 50% – 75% |
| Aspiriant Holdings S2, Llc | Member | Jan 2008 | A | 25% – 50% |
| Aspiriant Holdings S5, Llc | Member | Feb 2017 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Helen Ann Dietz: 50% – 75% of Aspiriant Holdings S5, Llc × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Caci Smart Plan | Caci International, Inc. | 23,471 | $3.9B | 01/01/2024 |
| Scripps Clinic Medical Group, Inc. Retirement Savings Plan | Scripps Clinic Medical Group, Inc. | 1,073 | $962M | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust | Arnold & Porter Kaye Scholer Llp | 1,788 | $1.6B | 01/01/2024 |
| Providence Anesthesiology Associates, P.A. Profit Sharing 401(k) Plan | Providence Anesthesiology Associates P.A. | 267 | $124M | 01/01/2024 |
| Wsgr 401(k) And Profit Sharing Plan | Wilson Sonsini Goodrich & Rosati, Pc | 1,984 | $1.0B | 01/01/2024 |
| Gordon Rees Scully Mansukhani, Llp 401(k) Retirement Plan | Gordon Rees Scully Mansukhani, Llp | 2,831 | $450M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $15.9B (88% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗